Finding 1208234 (2025-002)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-04-20
Audit: 399180
Organization: Palo Duro II Inc. (OK)

AI Summary

  • Core Issue: The organization failed to maintain a required interest-bearing project fund account as mandated by HUD regulations.
  • Impacted Requirements: Noncompliance with 24 CFR § 891.400(e) regarding the handling of project funds and interest earnings.
  • Recommended Follow-Up: Establish a separate interest-bearing account and implement controls to ensure ongoing compliance with HUD requirements.

Finding Text

Finding 2025-002: Failure to Maintain a Required Interest-Bearing Project Fund Account Federal Agency: U.S. Department of Housing and Urban Development Assistance Listing Number: 14.181 Federal Program: Supportive Housing for Persons with Disabilities Type of Finding: Significant Deficiency in Internal Control Over Compliance; Noncompliance Compliance Requirement: Special Tests and Provisions Criteria: Pursuant to 24 CFR § 891.400(e), the Organization is required to maintain a separate interest-bearing deposit account and deposit all tenant payments, charges, income, and revenues arising from project operation or ownership. The interest-bearing project fund account should be in a federally insured depository that is a member of the Federal Deposit Insurance Corporation or National Credit Union Share Insurance Fund. Condition: During testing of cash accounts, we reviewed the project operating account and noted the account was maintained as a non-interest-bearing account rather than a separate interest-bearing project fund account as required. Cause: Management did not establish and maintain effective controls to ensure project funds were deposited and maintained in an account structure that complied with HUD requirements applicable to the Section 811 program. Effect: As a result, the Organization was not in compliance with HUD requirements governing project funds. In addition, the lack of appropriate controls over the establishment and monitoring of required project bank accounts increases the risk that project funds may not be administered in accordance with applicable HUD regulations, including the treatment of interest earnings and year-end residual amounts. Questioned Costs: None noted. Recommendation: We recommend that management establish and maintain a separate interest-bearing, federally insured project fund account in compliance with 24 CFR § 891.400(e) and implement review controls to verify that account terms remain compliant with HUD requirements.

Corrective Action Plan

Views of Responsible Officials and Planned Corrective Actions: Management Response: Management concurs with the finding. Management determined that the noncompliance resulted from insufficient internal controls and monitoring procedures related to HUD-specific banking and cash management requirements. Specifically, formal controls were not in place to ensure required account characteristics were reviewed and confirmed at account setup. Corrective Action Plan: Management will transition the project funds account to a compliant, interest-bearing account in accordance with HUD requirements. Management will also implement procedures to ensure that Section 811 revenues are deposited only into compliant accounts going forward. Responsible Official: Kimberly Burt, Chief Financial Officer Anticipated Completion Date: Management anticipates the bank account transition will be completed within 60 days of the audit report date.

Categories

HUD Housing Programs Special Tests & Provisions

Other Findings in this Audit

  • 1208233 2025-001
    Material Weakness Repeat
  • 1208235 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.181 SUPPORTIVE HOUSING FOR PERSONS WITH DISABILITIES $1.57M
23.023 EMERGENCY RENTAL ASSISTANCE PROGRAM $789,602