Finding 1207139 (2025-003)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2026-04-17

AI Summary

  • Core Issue: Missing supporting documentation for household income updates raises concerns about eligibility compliance.
  • Impacted Requirements: Federal and State oversight mandates that all eligibility determinations must have proper documentation to ensure only eligible clients receive services.
  • Recommended Follow-Up: Develop a checklist for case managers to verify complete documentation and implement a review process for income changes before continuing services.

Finding Text

Condition: We noted two instances where household income was updated but the supporting documentation (ex: 1099s, paycheck stubs, etc) were missing from the files. Additionally, we noted one instance where household income was not updated but there was a current checkstub. In all instances, the client was in compliance with the poverty guidelines. Criteria: To be eligibile for services under the HIV program, clients must have income below 500% of the federal poverty level. Both the Federal and State levels of oversight require pass-through entities to have documentation of eligibility determinations and controls in place to ensure only eligible clients are receiving services. Cause: The Center does not have a program specifc checklist or file review to ensure all documentation is included in the files. Effect: Household income could be incorrectly calculated and ineligible clients could be receiving services. Perspective: The total population was 140 and 20 cases were examined. Three cases did not include supporting documentation. Repeat Finding: This is not a repeat finding. Recommendation: Consider creating a checklist that case managers are required to complete to ensure files are complete and all information is maintained. Consider having household income changes reviewed before services can be continued.

Corrective Action Plan

A checklist to ensure all files are completed and all information is maintained was developed. A review will be held after the reassessment, to ensure all required documentation is up to date and in the client file and in CAREWare.

Categories

Eligibility

Other Findings in this Audit

  • 1207138 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.241 HOUSING OPPORTUNITIES FOR PERSONS WITH AIDS $433,323
93.917 HIV CARE FORMULA GRANTS $381,177
93.788 OPIOID STR $49,791
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $15,485