Finding 1206462 (2024-006)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2026-04-13

AI Summary

  • Core Issue: Two out of 25 wage rates for Title IA personnel lacked proper approval documentation.
  • Impacted Requirements: Compliance with Title I regulations and federal cost principles requires all wage rates to have documented authorization.
  • Recommended Follow-Up: Strengthen internal controls with a standardized approval process, provide staff training, and conduct periodic audits for compliance.

Finding Text

2024-006 – U.S. Department of Education, For the Period July 1, 2023, through June 30, 2024, Assistance Listing #10.553-10.582 – Title IA Statement of Condition: During the review of wage rate documentation for Title IA funded personnel, it was noted that 2 out of 25 wage rates lacked evidence of proper approval. Specifically, the documentation did not include required signatures or formal authorization from designated approving officials, as outlined in internal control procedures and federal compliance requirements. Criteria: Per Title I, Part A regulations and applicable federal cost principles (2 CFR Part 200 – Uniform Guidance), all personnel compensation charged to federal programs must be supported by documentation that reflects proper authorization and approval. This includes wage rates that are reasonable, allocable, and approved by appropriate personnel. Cause: The deficiency appears to stem from a breakdown in internal control procedures related to personnel documentation and oversight. Effect: Failure to properly approve wage rates may result in unallowable costs being charged to the Title IA program. This compromises the integrity of financial reporting and increases the risk of noncompliance with federal grant requirements. Recommendation: The District should strengthen its internal controls by implementing a standardized review and approval process for all wage rates charged to Title IA. This process should include documented authorization by designated officials and periodic audits to ensure compliance. Training should also be provided to relevant staff to reinforce the importance of proper documentation and approval procedures.

Corrective Action Plan

Management Response/Corrective Action Plan: Management agrees with the recommendation and acknowledges the importance of implementing stronger internal controls to ensure that all wage rates charged are properly documented and approved. The District is currently reviewing its written policies and procedures to strengthen its internal controls. These updates will be communicated to the staff involved. Targeted training will be provided to reinforce federal compliance requirements, the importance of accurate documentation, and the roles and responsibilities in the review and approval process.

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1206443 2024-003
    Material Weakness Repeat
  • 1206444 2024-003
    Material Weakness Repeat
  • 1206445 2024-003
    Material Weakness Repeat
  • 1206446 2024-003
    Material Weakness Repeat
  • 1206447 2024-004
    Material Weakness Repeat
  • 1206448 2024-004
    Material Weakness Repeat
  • 1206449 2024-004
    Material Weakness Repeat
  • 1206450 2024-004
    Material Weakness Repeat
  • 1206451 2024-004
    Material Weakness Repeat
  • 1206452 2024-004
    Material Weakness Repeat
  • 1206453 2024-005
    Material Weakness Repeat
  • 1206454 2024-005
    Material Weakness Repeat
  • 1206455 2024-005
    Material Weakness Repeat
  • 1206456 2024-005
    Material Weakness Repeat
  • 1206457 2024-005
    Material Weakness Repeat
  • 1206458 2024-005
    Material Weakness Repeat
  • 1206459 2024-006
    Material Weakness Repeat
  • 1206460 2024-006
    Material Weakness Repeat
  • 1206461 2024-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 Elementary & Secondary School Emergency Relief Fund III - COVID 19 $4.38M
84.010 Title IA Disadvantaged $1.74M
10.555 National School Lunch Program $771,147
84.027 Local Entitlement $721,152
10.553 SCHOOL BREAKFAST PROGRAM $290,618
84.425 Elementary & Secondary School Emergency Relief Fund II - COVID 19 $274,165
84.287 After School Learning Centers $208,223
84.367 Title IIA - Supporting Effective Instruction $173,733
10.558 Child and Adult Care Food Program $172,547
84.048 Carl Perkins - Secondary $152,607
84.002 Adult Basic Education $140,853
10.555 National School Lunch Program - Donated Commodities $97,892
21.027 Pre-k Expansion - COVID 19 $90,202
84.184 School Safely National Activities $84,281
10.582 Fresh Fruit and Vegetable Program $77,755
21.027 Maine Jobs and Recovery Plan - COVID 19 $77,343
84.010 Title IA - Summer School $76,046
10.555 Supply Chain Assistance $53,109
21.027 CTE Personnel Infrastructure and Equipment - COVID 19 $44,243
84.425 Literacy Grant - COVID19 $34,736
84.010 Title IA Disadvantage - CIPS $34,078
84.425 ARP Summer Learning and Enrichment - COVID19 $13,845
84.425 Homeless Children and Youth - COVID19 $9,130
84.010 Title IA - Tier III Innovative Pilot Grant $7,846
84.425 Maine Outdoor Learning Intiative -COVID19 $6,123
10.649 COVID-19 - Pandemic EBT Administrative Costs: SNAP $4,571
84.358 Title V - Rural Low Income $4,305
10.559 Summer Food Service Program $3,832
84.048 Carl Perkins - Safety $1,195
84.173 Preschool Grants ARP $914