Finding 1206446 (2024-003)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2026-04-13

AI Summary

  • Core Issue: Six out of seven students removed from the graduation cohort were missing required documentation and approvals.
  • Impacted Requirements: The Department of Education mandates proper documentation for any student removed from the graduation cohort.
  • Recommended Follow-Up: Management should reinforce the importance of maintaining documentation and adhering to existing controls and policies.

Finding Text

2024-003 – U.S. Department of Education, Assistance Listing #84.010 Title IA Disadvantaged For the Period July 1, 2023, through June 30, 2024 Criteria: The Department of Education requires documentation to be maintained for every student removed from a graduation cohort. Statement of Condition: During testing, we identified six of the seven students who were removed from the graduation cohort that lacked appropriate supporting documentation, and approval as required by the control process. Cause: Clerical oversight caused the lack of documentation and authorization required to remove students from the graduation cohort. Effect: High school graduation rate information could be reported incorrectly to the State of Maine. Known Questioned Costs: None Likely Questioned Costs: None Recommendation: Management should ensure that documentation is maintained for every student removed from the cohort and ensure existing controls and policies are followed. Questioned Costs: None

Corrective Action Plan

Management’s Response/Corrective Action Plan: Management has communicated directly with all staff responsible for student recordkeeping and cohort tracking at the high school level. The District procedural form for documenting student removals will be required in all cases. This form will serve as the official record and must be completed, signed, and retained in accordance with district policy and audit requirements. No student will be removed from the cohort without completed and verifiable documentation.

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1206443 2024-003
    Material Weakness Repeat
  • 1206444 2024-003
    Material Weakness Repeat
  • 1206445 2024-003
    Material Weakness Repeat
  • 1206447 2024-004
    Material Weakness Repeat
  • 1206448 2024-004
    Material Weakness Repeat
  • 1206449 2024-004
    Material Weakness Repeat
  • 1206450 2024-004
    Material Weakness Repeat
  • 1206451 2024-004
    Material Weakness Repeat
  • 1206452 2024-004
    Material Weakness Repeat
  • 1206453 2024-005
    Material Weakness Repeat
  • 1206454 2024-005
    Material Weakness Repeat
  • 1206455 2024-005
    Material Weakness Repeat
  • 1206456 2024-005
    Material Weakness Repeat
  • 1206457 2024-005
    Material Weakness Repeat
  • 1206458 2024-005
    Material Weakness Repeat
  • 1206459 2024-006
    Material Weakness Repeat
  • 1206460 2024-006
    Material Weakness Repeat
  • 1206461 2024-006
    Material Weakness Repeat
  • 1206462 2024-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 Elementary & Secondary School Emergency Relief Fund III - COVID 19 $4.38M
84.010 Title IA Disadvantaged $1.74M
10.555 National School Lunch Program $771,147
84.027 Local Entitlement $721,152
10.553 SCHOOL BREAKFAST PROGRAM $290,618
84.425 Elementary & Secondary School Emergency Relief Fund II - COVID 19 $274,165
84.287 After School Learning Centers $208,223
84.367 Title IIA - Supporting Effective Instruction $173,733
10.558 Child and Adult Care Food Program $172,547
84.048 Carl Perkins - Secondary $152,607
84.002 Adult Basic Education $140,853
10.555 National School Lunch Program - Donated Commodities $97,892
21.027 Pre-k Expansion - COVID 19 $90,202
84.184 School Safely National Activities $84,281
10.582 Fresh Fruit and Vegetable Program $77,755
21.027 Maine Jobs and Recovery Plan - COVID 19 $77,343
84.010 Title IA - Summer School $76,046
10.555 Supply Chain Assistance $53,109
21.027 CTE Personnel Infrastructure and Equipment - COVID 19 $44,243
84.425 Literacy Grant - COVID19 $34,736
84.010 Title IA Disadvantage - CIPS $34,078
84.425 ARP Summer Learning and Enrichment - COVID19 $13,845
84.425 Homeless Children and Youth - COVID19 $9,130
84.010 Title IA - Tier III Innovative Pilot Grant $7,846
84.425 Maine Outdoor Learning Intiative -COVID19 $6,123
10.649 COVID-19 - Pandemic EBT Administrative Costs: SNAP $4,571
84.358 Title V - Rural Low Income $4,305
10.559 Summer Food Service Program $3,832
84.048 Carl Perkins - Safety $1,195
84.173 Preschool Grants ARP $914