Finding 1205810 (2024-003)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2026-04-02
Audit: 397558
Organization: City of Tower, Minnesota (MN)
Auditor: SCHUTZ CPA LTD

AI Summary

  • Issue: The City uses a cash basis for accounting, which requires adjustments to meet accepted accounting principles.
  • Impacted Requirements: Internal controls must ensure compliance with financial reporting standards.
  • Follow-Up: The City should prepare cash to accrual adjusting journal entries annually before the audit.

Finding Text

Condition: The City’s personnel maintains the accounting records using the cash basis of accounting. As a result, adjusting journal entries are required to convert the cash basis financial records to be in conformity with accounting principles generally accepted in the United States of America. Criteria: An appropriate system of internal control requires the City to maintain the accounting records in compliance with reporting requirements. Cause: As a small City with limited staff, the City does not prepare cash to accrual adjusting journal entries. Effect: The potential exists that a material misstatement of the annual financial statements could occur and not be prevented or detected by the City’s internal control system. Recommendation: The City should consider preparing cash to accrual adjusting journal entries at least on an annual basis prior to the audit.

Corrective Action Plan

Management will evaluate the cost benefit of making cash to accrual adjusting entries on an annual basis.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1205808 2024-001
    Material Weakness Repeat
  • 1205809 2024-002
    Material Weakness Repeat
  • 1205811 2024-004
    Material Weakness Repeat
  • 1205812 2024-005
    Material Weakness Repeat
  • 1205813 2024-006
    Material Weakness Repeat
  • 1205814 2024-007
    Material Weakness Repeat
  • 1205815 2024-008
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.864 GRANT PROGRAM TO ESTABLISH A FUND FOR FINANCING WATER AND WASTEWATER PROJECTS $2.78M
10.933 WETLAND MITIGATION BANKING PROGRAM $397,415
93.569 COMMUNITY SERVICES BLOCK GRANT $49,400
84.425 EDUCATION STABILIZATION FUND $4,543
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $3,838