Finding 1205534 (2022-003)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2026-03-31

AI Summary

  • Core Issue: The Single Audit report was submitted late, violating federal regulations.
  • Impacted Requirements: The report was due on March 31, 2023, but was filed on March 27, 2026, leading to noncompliance.
  • Recommended Follow-Up: Implement internal controls, including a reporting calendar and assigned responsibilities, to ensure timely submissions in the future.

Finding Text

Criteria: According to 2 CFR 200.512, the Single Audit report must be submitted to the Federal Audit Clearinghouse within 30 days of the completion of the audit, but no later than nine months after the end of the audit period. The failure to comply with this requirement constitutes noncompliance with federal regulations. Condition: For the year ended June 30, 2022, it was noted that the Uniform Guidance report, specifically the Single Audit report, was not filed within the required time frame. The report, which was due on March 31, 2023 was filed on March 27, 2026. Cause: The organization was experiencing rapid programmatic growth and was unable to fully staff the relevant administrative functions required to service an audit. Effect or Potential Effect: The late submission of the report resulted in noncompliance with federal reporting requirements under the Uniform Guidance, which could have implications for future funding, as well as increased risk of audit scrutiny. This delay also impacted the timeliness of the Federal Audit Clearinghouse’s ability to review and process the report, potentially delaying subsequent funding releases or audits. Recommendation: The Organization should implement internal controls to ensure that reporting deadlines are effectively monitored and met. These controls may include the development of a reporting calendar with clearly defined deadlines as well as the assignment of responsibility for tracking and ensuring timely submission of reports. Views of Responsible Official: Management of the Kanawha Valley Collective concurs with the audit finding. The Organization is actively working to rectify the matter and has engaged a Certified Public Accounting firm to complete the required audit procedures.

Corrective Action Plan

Planned Corrective Action: The Kanawha Valley Collective, Inc. will develop internal policies and procedures designed to ensure a timely annual financial statement closing which will allow the required single audit to be completed in a timelier manner. Name of Contact Person: Traci Strickland Anticipated completion date: June 30, 2026

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1205531 2022-002
    Material Weakness Repeat
  • 1205532 2022-003
    Material Weakness Repeat
  • 1205533 2022-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $380,722
93.788 OPIOID STR $364,874
14.267 CONTINUUM OF CARE PROGRAM $93,055
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $6,043