Finding 1205531 (2022-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2026-03-31

AI Summary

  • Core Issue: The organization failed to submit accurate quarterly reconciliations to the West Virginia Department of Health and Human Resources, resulting in an underreporting of expenditures by $4,910.
  • Impacted Requirements: The organization did not maintain proper documentation or timely reconciliations, violating program requirements for quarterly submissions.
  • Recommended Follow-Up: Implement consistent recording of programmatic invoices in accounting records and establish documented review control procedures for reconciling grant expenditures.

Finding Text

Criteria: Program requirements state that the organization is required to submit quarterly reconciliations to the West Virginia Department of Health and Human Resources by the 15th of the month following the close of the quarter. Condition: For the year ended June 30, 2022, we reviewed the quarterly submitted schedules of payment program reconciliation reports provided by the Organization. The Organization could not produce documentation supporting their review of the reconciliations. Additionally, the reconciliations in total were arithmetically inaccurate and did not agree to the total expenditure for the period by a difference $4,910. Cause: Program staff maintained documentation separate from the accounting function and did not reconcile the information from their records to the accounting function’s records on a timely basis. Effect or Potential Effect: The number of expenditures for this program as reported by the Organization to the West Virginia Department of Health and Human Resources was less than the actual expenditures by $9,989. Questioned Costs: $0. Context: The organization reported an amount to the State of West Virginia that differed from the actual expenditures. The total expenditure was $364,874 with $4,910 being underreported. Recommendation: The Organization should implement policies and procedures which require programmatic invoices to be recorded consistently in the accounting records. Then, the Organization should develop review control procedures that require reconciliation of grant expenditures prepared by the program employees to the accounting records prepared by the accounting function. The review control procedures should be documented, and the documentation should be retained.

Corrective Action Plan

Planned Corrective Action: The Kanawha Valley Collective, Inc. will implement enhanced reconciliation and documentation procedures that timely identify and allow for the correction of differences between the accounting recordkeeping and the grant reporting documentation. Name of Contact Person: Traci Strickland Anticipated completion date: August 30, 2026

Categories

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Other Findings in this Audit

  • 1205532 2022-003
    Material Weakness Repeat
  • 1205533 2022-003
    Material Weakness Repeat
  • 1205534 2022-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $380,722
93.788 OPIOID STR $364,874
14.267 CONTINUUM OF CARE PROGRAM $93,055
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $6,043