Finding 1205246 (2024-006)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2026-03-31

AI Summary

  • Core Issue: The Organization lacks written procurement policies, leading to inconsistent practices.
  • Impacted Requirements: This violates federal guidelines (2 CFR 200.318–200.326) that mandate documented procurement procedures.
  • Recommended Follow-Up: Develop clear procurement policies, define thresholds and requirements, and train staff for compliance.

Finding Text

Condition – The Organization did not have written policies and procedures in place that define its procurement requirements. Procurement practices were not formally documented, resulting in inconsistent application of procurement standards. Criteria – Under the Uniform Administrative Requirements (2 CFR 200.318–200.326), non-federal entities must establish and maintain written procurement policies and procedures that reflect applicable Federal, State, and local laws and regulations. These policies must address competition, methods of procurement, contract oversight, and other required elements. Effect – Without documented procurement policies and procedures, the Organization is at increased risk of noncompliance with federal procurement standards, inconsistent procurement practices, inadequate competition, and potential misuse of federal funds. Recommendation – The Organization should develop and implement written procurement policies and procedures that comply with the Uniform Guidance. Policies should clearly define procurement thresholds, required documentation, competitive bidding requirements, and approval responsibilities. Staff should be trained on the finalized procedures to ensure consistent and compliant application. Management's Response – See management's corrective action plan on pages 32-33.

Corrective Action Plan

The Organization will develop and implement written procurement policies and procedures that comply with Uniform Guidance and ensure consistent application across all procurement activities.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1205243 2024-003
    Material Weakness Repeat
  • 1205244 2024-004
    Material Weakness Repeat
  • 1205245 2024-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.788 OPIOID STR $30,096
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $26,929
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $26,726