Finding 1205063 (2025-008)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-03-31

AI Summary

  • Core Issue: Title IV checks were outstanding for over 240 days, violating federal regulations.
  • Impacted Requirements: Compliance with 34 CFR § 668.164(h)(2) regarding timely returns of Title IV funds.
  • Recommended Follow-Up: Establish a review process for outstanding payments to ensure compliance with refund timelines.

Finding Text

240 Day Outstanding Payments Federal Agency: U.S. Department of Education Federal Program Name: Student Financial Aid Cluster Assistance Listing Number: 84.063 Federal Award Identification Number and Year: N/A Award Period: July 1, 2024 – June 30, 2025 Type of Finding: Significant Deficiency in Internal Control over Compliance; Noncompliance (Other Matters) Criteria or specific requirement: The Code of Federal Regulations, 34 CFR § 668.164(h)(2), institutions must return Title IV credit balance funds to the U.S. Department of Education no later than 240 days from the date a check is issued if the student fails to negotiate the check. Institutions are required to monitor outstanding Title IV disbursements and complete timely returns to maintain compliance with federal cash management regulations. Condition: During our testing we noted instances where Title IV checks were outstanding more than 240 days. Questioned costs: $633 This finding includes a questioned cost, however CLA determined this is not a material weakness that would result in a material misstatement in the F/S as the amount of the questioned cost is trivial. Context: As of June 30, 2025 we noted three Title IV checks outstanding more than 240 days. Cause: The client was not aware that the credit balance needed to be remitted back to the Department of Education. Effect: These Title IV funds should be returned to the U.S. Department of Education. Repeat Finding: No Recommendation: We recommend the District implement a review process for outstanding student payments to ensure any that include Title IV funds are refunded to the U.S. Department of Education within 240 days. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

240 Day Outstanding Payments Recommendation: We recommend the District implement a review process for outstanding student payments to ensure any that include Title IV funds are refunded to the U.S. Department of Education within 240 days. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Actions planned in response to finding: The Financial Aid Coordinator will create and maintain a SharePoint spreadsheet to effectively track and monitor outstanding student payments. The Workforce Finance Department will support the setup and ensure the spreadsheet aligns with established financial monitoring practices. Responsible party: Financial Aid Coordinator and Workforce Finance Department Planned completion date for corrective action plan: April 30, 2026 Plan to monitor completion of corrective action plan: The Financial Aid Coordinator and Workforce Finance Department will conduct monthly reviews to ensure the spreadsheet is updated, accurate, and used consistently for monitoring outstanding payments.

Categories

Student Financial Aid Cash Management Material Weakness Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1205057 2025-002
    Material Weakness Repeat
  • 1205058 2025-003
    Material Weakness Repeat
  • 1205059 2025-004
    Material Weakness Repeat
  • 1205060 2025-005
    Material Weakness Repeat
  • 1205061 2025-006
    Material Weakness Repeat
  • 1205062 2025-007
    Material Weakness Repeat
  • 1205064 2025-009
    Material Weakness Repeat
  • 1205065 2025-010
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.555 NATIONAL SCHOOL LUNCH PROGRAM $56.56M
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $54.79M
84.027 SPECIAL EDUCATION GRANTS TO STATES $32.98M
10.553 SCHOOL BREAKFAST PROGRAM $15.30M
93.600 HEAD START $10.53M
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $5.95M
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $4.40M
84.063 FEDERAL PELL GRANT PROGRAM $3.27M
84.165 MAGNET SCHOOLS ASSISTANCE $2.63M
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $2.01M
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $1.97M
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $1.69M
84.011 MIGRANT EDUCATION STATE GRANT PROGRAM $1.16M
12.U01 ARMY JUNIOR RESERVE OFFICERS TRAINING CORPS $1.14M
10.558 CHILD AND ADULT CARE FOOD PROGRAM $923,921
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $623,396
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $484,444
17.264 NATIONAL FARMWORKER JOBS PROGRAM $311,815
84.425 EDUCATION STABILIZATION FUND $276,635
84.196 EDUCATION FOR HOMELESS CHILDREN AND YOUTH $213,228
12.U03 AIR FORCE JUNIOR RESERVE OFFICERS TRAINING CORPS $115,714
21.019 CORONAVIRUS RELIEF FUND $85,491
12.U02 MARINE CORPS JUNIOR RESERVE OFFICERS TRAINING CORPS $81,921
84.184 SCHOOL SAFELY NATIONAL ACTIVITIES $74,944
12.U04 NAVY JUNIOR RESERVE OFFICERS TRAINING CORPS $64,147
84.282 CHARTER SCHOOLS $21,752