Finding 1205061 (2025-006)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2026-03-31

AI Summary

  • Core Issue: The District failed to notify students about returning federal funds after withdrawal, violating federal regulations.
  • Impacted Requirements: Non-compliance with 34 CFR 668.22(h)(4)(ii) regarding timely notifications for Title IV grant overpayments.
  • Recommended Follow-up: Implement a notification process to inform students of their obligation to return funds upon withdrawal.

Finding Text

Return to Title IV Federal Agency: U.S. Department of Education Federal Program Name: Student Financial Aid Cluster Assistance Listing Number: 84.063 Federal Award Identification Number and Year: N/A Award Period: July 1, 2024 – June 30, 2025 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: The Code of Federal Regulations, 34 CFR 668.22(h)(4)(ii) states within 30 days of the date of the institution's determination that the student withdrew, an institution must send a notice to any student who owes a title IV, HEA grant overpayment as a result of the student's withdrawal from the institution in order to recover the overpayment in accordance with paragraph (h)(4)(i) of this section. Condition: During our audit we noted instances where the District did not notify students that they were required to returns funds to the U.S. Department of Education based on the refund calculation performed by the District. The District did not return funds on behalf of the student. Questioned costs: None Context:. This was noted for 9 out of the 13 students tested. Cause: Post‑withdrawal disbursement notifications are not separately issued to students; the student’s signed award letter is relied upon as the formal notification of potential PWD eligibility The District did not have a process in place to notify all students when they were required to return funds to the Department of Education. Effect: Federal Funds may not have been returned to the Department of Education, and the student was not informed that they needed to do so. Repeat Finding: No Recommendation: We recommend that a process is put in place to ensure that all students are notified upon withdrawal they may be required to return federal award funds back to the Department of Education. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Return to Title IV Recommendation: We recommend that a process is put in place to ensure that all students are notified upon withdrawal they may be required to return federal award funds back to the Department of Education. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Actions planned in response to finding: The District will develop a letter in FOCUS that would automatically generate and notify all students when they are required to return funds to the Department of Education Responsible party: Financial Aid Coordinator, Workforce Finance Department Planned completion date for corrective action plan: April 30, 2026 Plan to monitor completion of corrective action plan: The Financial Aid Coordinator and Workforce Finance Department will conduct monthly reviews to confirm the automated notification process is functioning correctly and that required letters are being sent and documented.

Categories

Student Financial Aid Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1205057 2025-002
    Material Weakness Repeat
  • 1205058 2025-003
    Material Weakness Repeat
  • 1205059 2025-004
    Material Weakness Repeat
  • 1205060 2025-005
    Material Weakness Repeat
  • 1205062 2025-007
    Material Weakness Repeat
  • 1205063 2025-008
    Material Weakness Repeat
  • 1205064 2025-009
    Material Weakness Repeat
  • 1205065 2025-010
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.555 NATIONAL SCHOOL LUNCH PROGRAM $56.56M
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $54.79M
84.027 SPECIAL EDUCATION GRANTS TO STATES $32.98M
10.553 SCHOOL BREAKFAST PROGRAM $15.30M
93.600 HEAD START $10.53M
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $5.95M
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $4.40M
84.063 FEDERAL PELL GRANT PROGRAM $3.27M
84.165 MAGNET SCHOOLS ASSISTANCE $2.63M
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $2.01M
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $1.97M
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $1.69M
84.011 MIGRANT EDUCATION STATE GRANT PROGRAM $1.16M
12.U01 ARMY JUNIOR RESERVE OFFICERS TRAINING CORPS $1.14M
10.558 CHILD AND ADULT CARE FOOD PROGRAM $923,921
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $623,396
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $484,444
17.264 NATIONAL FARMWORKER JOBS PROGRAM $311,815
84.425 EDUCATION STABILIZATION FUND $276,635
84.196 EDUCATION FOR HOMELESS CHILDREN AND YOUTH $213,228
12.U03 AIR FORCE JUNIOR RESERVE OFFICERS TRAINING CORPS $115,714
21.019 CORONAVIRUS RELIEF FUND $85,491
12.U02 MARINE CORPS JUNIOR RESERVE OFFICERS TRAINING CORPS $81,921
84.184 SCHOOL SAFELY NATIONAL ACTIVITIES $74,944
12.U04 NAVY JUNIOR RESERVE OFFICERS TRAINING CORPS $64,147
84.282 CHARTER SCHOOLS $21,752