Finding 1205006 (2024-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2026-03-30

AI Summary

  • Core Issue: There is a material weakness in internal controls over financial reporting related to revenue recognition, leading to incomplete revenue and receivables cutoff.
  • Impacted Requirements: Revenue must be recognized accurately based on GAAP criteria, including proper recording of promises to give and deferred revenue for cash received in advance.
  • Recommended Follow-Up: Document and train staff on GAAP revenue recognition policies, ensuring understanding of revenue streams and controls to improve accuracy in financial reporting.

Finding Text

INTERNAL CONTROL OVER FINANCIAL REPORTING: REVENUE RECOGNITION- material weakness. Unreimbursed costs billable to certain grants should be recorded as a receivable in the period the costs were incurred (to match revenues and expense). Cash received from grantors in advance of costs incurred should be recognized as deferred revenue. Earned revenue, including fees for services, should be accrued when all performance obligations have been satisfied. Promises to give, including those for donor restricted purposes, should be recorded in the fiscal year when unconditionally promised, rather than recorded in deferred revenue. During fiscal 2024, the Agency reporting monthly financial results on a modified cash basis, converting to GAAP basis at year end. The cutoff of revenue and receivables was not complete and certain promises to give had been recorded to equity. There were material audit adjustments to revenue, net assets, and receivables. IGAAP revenue recognition policies and procedures (by revenue stream have not yet been formally documented and requisite training held. Personnel who process and/or record billings and cash receipts should be trained and understand GAAP revenue recognition criteria, as well as controls over revenue cutoff to ensure completeness of revenues and support. The revenue recognition criteria vary according to the revenue stream (contracts with customers versus gifts and contributions; donated goods versus donated services,etc.). Those policies should include the following: Donor promises to give, including those for donor restricted purposes, should be recorded as revenue when unconditionally promised. Conditional promises to give should be tracked and disclosed in the notes to the financial statements. etc.). Unreimbursed costs billable to grants and contracts should be recorded as a receivable in the period the costs were incurred (to match revenues and expense). Cash received from grantors in advance of costs incurred should be recognized as deferred revenue. Earned revenue, including fees for services, should be accrued when respective performance obligations have been satisfied. A revenue docket is often helpful to document consideration of performance obligations and when those obligations were satisfied prior to contract revenue recognition (ASC 606). Donated goods and services, should be tracked via timesheets and logs, respectively, and recorded at estimated fair value when received according to GAAP recognition criteria and by grant activity.

Corrective Action Plan

Finding 2024-01 Internal Control Over Financial Reporting: Revenue Recognition. Management concurs with the finding. Innovative Health Solutions (IHS) began full implementation of GAAP reporting in FY2024/25. The Fiscal Policy Manual was updated during FY2024/25 to incorporate GAAP revenue recognition criteria for various revenue streams. IHS will continue to review and refine its accounting policies and procedures as it transitions some of its financial reporting and audit support functions to a new outside CPA firm specializing in nonprofit services beginning July 1, 2025.

Categories

Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1205007 2024-002
    Material Weakness Repeat
  • 1205008 2024-003
    Material Weakness Repeat
  • 1205009 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $682,939
93.778 GRANT TO STATE FOR MEDICAID $141,972
93.354 PUBLIC HEALTH EMERGENCY RESPONSE: COOPERATIVE AGREEMENT FOR EMERGENCY RESPONSE: PUBLIC HEALTH CRISIS RESPONSE $107,966
93.043 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART D, DISEASE PREVENTION AND HEALTH PROMOTION SERVICES $95,745
93.391 ACTIVITIES TO SUPPORT STATE, TRIBAL, LOCAL AND TERRITORIAL (STLT) HEALTH DEPARTMENT RESPONSE TO PUBLIC HEALTH OR HEALTHCARE CRISES $91,971
93.045 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES $61,865
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $33,271
93.052 NATIONAL FAMILY CAREGIVER SUPPORT, TITLE III, PART E $25,242