Finding 1203099 (2025-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-03-30
Audit: 396305
Organization: Community Care (ME)

AI Summary

  • Core Issue: One out of eight cases lacked a service plan within the required 30 days under contract CBH-25-8314.
  • Impacted Requirements: The failure to meet the service plan timeline could lead to funding restrictions or reductions.
  • Recommended Follow-Up: Revise processes to ensure all documentation is complete and auditable for each participant as per contract requirements.

Finding Text

Program(s) Affected AL #93.558 Temporary Assistance for Needy Families, and CBH-25-8314 Homeless Youth Services, U.S. Department of Health and Human Services (DHHS), pass-through Maine Department of Health and Human Services, agreement period July 1, 2024 – June 30, 2026. Criteria Under the CBH-25-8314 contract, the Organization must develop a service plan within 30 days of intake. Condition and Context For contract CBH-25-8314, out of a nonstatistical sample of eight selected for testing, we identified that one selection did not have a service plan developed within 30 days. Questioned Costs N/A Cause and Effect There are insufficient procedures for ensuring timely and adequate documentation. If contract requirements are not met, funding could be restricted or reduced. Repeat Finding? Yes, Finding 2024-004, 2023-004. Recommendation We recommend the Organization redesign processes to be sure all documentation is maintained for each participant and auditable evidence is retained for verification in line with the contract requirements. Views of Responsible Officials and Planned Corrective Actions Management agrees with finding. See attached Planned Corrective Actions.

Corrective Action Plan

Corrective Action Plan for Finding 2025-003 Community Care agrees with this finding in that 1 of 8 files did not have service plan within 30 days of intake. Due to the transient nature of youth experience homelessness youth may come and go with days or weeks inactivity making it difficult to have 100% compliance with service plan creation. Additionally, not all youth use the internal case management due to having an external case manager. Responsible Official: David McCluskey, Executive Director Date of Corrective Action: Effective April 1, 2026, systems are in place and efforts will continue to encourage youth to participate in service planning practices.

Categories

No categories assigned yet.

Other Findings in this Audit

  • 1203098 2025-002
    Material Weakness Repeat
  • 1203100 2025-001
    Material Weakness Repeat
  • 1203101 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $645,555
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $448,218
14.267 CONTINUUM OF CARE PROGRAM $342,211
93.557 EDUCATION AND PREVENTION GRANTS TO REDUCE SEXUAL ABUSE OF RUNAWAY, HOMELESS AND STREET YOUTH $206,301
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $61,800
84.425 EDUCATION STABILIZATION FUND $60,062
97.024 EMERGENCY FOOD AND SHELTER NATIONAL BOARD PROGRAM $22,500