Finding 1203019 (2025-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-03-30
Audit: 396272
Organization: Lake Michigan College (MI)

AI Summary

  • Core Issue: The College failed to accurately calculate the return of Title IV funds for 2 students, leading to an over-return of $1,247.
  • Impacted Requirements: Compliance with federal regulations requiring timely and accurate R2T4 calculations for students withdrawing before completing 60% of the semester.
  • Recommended Follow-Up: Implement enhanced review procedures and consider automation to improve accuracy in calculations and ensure compliance.

Finding Text

Assistance Listing, Federal Agency, and Program Name Student Financial Assistance Cluster - Federal Direct Student Loans Program (ALN 84.268), Federal Supplemental Educational Opportunity Grant Program (ALN 84.007), and Federal Pell Grant Program (ALN 84.063) Federal Award Identification Number and Year - Various Pass through Entity - None Finding Type - Significant deficiency Repeat Finding - Yes 2024-002 Criteria - If a recipient of Title IV grant or loan funds withdraws from a school after beginning attendance but before he or she has attended 60 percent of the scheduled length of the semester, the school must perform a return of Title IV funds (R2T4) calculation. If the amount disbursed to the student is greater than the amount the student earned, the unearned funds must be returned. A school must return unearned funds for which it is responsible no later than 45 days from the determination of a student's withdrawal (30 days if never attended) (34 CFR 668.220(1)). When a recipient of Title IV grant or loan assistance withdraws from an institution during a payment period or period of enrollment in which the recipient began attendance, the institution must determine the amount of Title IV aid earned by the student as of the student's withdrawal date. Condition - The College did not perform an accurate calculation to determine the amount of funds to return of Title IV funds for 2 students. Questioned Costs - $1,247 If questioned costs are not determinable, description of why known questioned costs were undetermined or otherwise could not be reported - N/A Identification of How Questioned Costs Were Computed - Questioned costs of $1,247 resulted from the College calculating a return of Title IV funds of $1,195 and the actual amount of funds returned was $2,442. Context - Of the 40 students tested, there was 2 students for whom there was error in the calculation that resulted in the improper amount being returned to the Department of Education. Cause and Effect - A control was not operating appropriately to ensure amounts calculated to be refunded agree to the actual amounts refunded to the Department of Education. Recommendation - The College should implement procedures and controls to review the calculations to ensure compliance with federal regulations. Views of Responsible Officials and Planned Corrective Actions - Accuracy in performing the required Return to Title IV Funds function is of significant importance to Lake Michigan College. Currently, a second individual performs an independent review of a sample of calculations. Although we find these two scenarios to be isolated in nature, we will increase our quality control sample review. We are also investigating how we might automate more of the process in order to help reduce any manual error.

Corrective Action Plan

Finding Number: 2025-003 Condition: The College did not perform an accurate calculation to determine the amount of funds to return of Title IV funds for 2 students. Planned Corrective Action: Accuracy in performing the required Return to Title IV Funds function is of significant importance to Lake Michigan College. Currently, a second individual performs an independent review of a sample of calculations. Although we find these two scenarios to be isolated in nature, we will increase our quality control sample review. We are also investigating how we might automate more of the process in order to help reduce any manual error. The two situations noted have been corrected. Contact person responsible for corrective action: Ben Burton, Director of Financial Aid Anticipated Completion Date: 03/15/2026

Categories

Student Financial Aid Significant Deficiency

Other Findings in this Audit

  • 1203003 2025-001
    Material Weakness Repeat
  • 1203004 2025-001
    Material Weakness Repeat
  • 1203005 2025-001
    Material Weakness Repeat
  • 1203006 2025-001
    Material Weakness Repeat
  • 1203007 2025-002
    Material Weakness Repeat
  • 1203008 2025-002
    Material Weakness Repeat
  • 1203009 2025-002
    Material Weakness Repeat
  • 1203010 2025-002
    Material Weakness Repeat
  • 1203011 2025-002
    Material Weakness Repeat
  • 1203012 2025-002
    Material Weakness Repeat
  • 1203013 2025-002
    Material Weakness Repeat
  • 1203014 2025-003
    Material Weakness Repeat
  • 1203015 2025-003
    Material Weakness Repeat
  • 1203016 2025-003
    Material Weakness Repeat
  • 1203017 2025-003
    Material Weakness Repeat
  • 1203018 2025-003
    Material Weakness Repeat
  • 1203020 2025-004
    Material Weakness Repeat
  • 1203021 2025-004
    Material Weakness Repeat
  • 1203022 2025-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $5.45M
84.268 FEDERAL DIRECT STUDENT LOANS $1.53M
84.116 FUND FOR THE IMPROVEMENT OF POSTSECONDARY EDUCATION $405,730
21.027 COVID-19 - CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $401,551
84.066 TRIO EDUCATIONAL OPPORTUNITY CENTERS $334,687
84.042 TRIO STUDENT SUPPORT SERVICES $247,451
84.047 TRIO UPWARD BOUND $226,422
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $138,069
10.310 AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) $81,416
84.033 FEDERAL WORK-STUDY PROGRAM $63,617
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $9,246