Finding 1201508 (2025-003)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2025
Accepted
2026-03-30

AI Summary

  • Core Issue: Internal controls failed to prevent unallowable costs from being charged to a federal grant.
  • Impacted Requirements: Compliance with 2 CFR §200.303, which mandates effective internal controls for federal award management.
  • Recommended Follow-Up: Enhance training for staff on allowable costs and strengthen internal controls related to federal awards.

Finding Text

2025-003 – Activities Allowed or Unallowed, Allowable Costs/Cost Principles – Significant Deficiency in Internal Control over Compliance Federal Agencies: Department of Housing and Urban Development Federal Assistance Listing Numbers: 14.239 Programs: Home Investment Partnerships Program Award/Pass-Through Entity Identifying Numbers: #165 59601114110 Criteria: The Uniform Guidance in 2 CFR §200.303 requires that non-federal entities receiving federal awards (i.e., auditee management) establish and maintain internal control designed to reasonably ensure compliance with federal statues, regulations, and the terms and conditions of the federal award. Condition: Internal controls failed to prevent or detect an incorrect unallowable cost from being allocated to the grant. The cost was able to be replaced with allowable costs. Cause: Employees responsible for determining the allowability of costs did not have adequate training on allowably costs.. Effect or Potential Effect: Without adequate controls to ensure that costs allocated to federal programs are allowable, the Organization could incorrectly charge expenditures to the federal program. Questioned Costs: None. Context: This is a condition identified per review of the Organization’s compliance with specified requirements not using a statistically valid sample. The cost was replaced with allowable costs. Identification as a Repeat Finding: Not a repeat finding. Recommendation: We recommend the Organization ensure internal controls are designed and performed by individuals with sufficient training on federal awards and allowable costs. Views of Responsible Officials: Management agrees with the finding. Management is strengthening internal controls over allowable costs and providing additional training to staff working with federal awards.

Corrective Action Plan

2025-003 Activities Allowed or Unallowed, Allowable Costs/Cost Principles We acknowledge BDO’s finding regarding an unallowable cost that was initially charged to the Home Investment Partnerships Program. Although the error was able to be rectified, the initial error indicated that internal controls did not prevent or detect the unallowable charge at the time of posting. To strengthen internal controls over allowable costs and ensure expenditures charged to federal programs comply with Uniform Guidance and program-specific requirements, VOAWW will implement the following corrective actions: Strengthened Review of Allowable Costs Before the end of FY26, the Finance Department will enhance its invoice review procedures for all programs. This strengthened review will include verification of: • Allowability under 2 CFR §200 Subpart E • Program specific requirements • Contract terms and approved budgets • Supporting documentation for each cost Review steps will be documented to ensure a clear audit trail. Training for Staff on Federal Allowable Cost Requirements Beginning in FY26, Finance, Grants, and Contract Compliance staff responsible for coding, approving, or reviewing federal expenditures will receive training on: • Allowable cost principles under 2 CFR §200.403–.405 • Program specific cost restrictions • Documentation standards • The importance of internal controls over federal expenditures Before the end of FY26, VOAWW will implement internal controls to ensure that allowability determinations are made internally by trained staff prior to charging costs to federal awards. Centralized Federal Award Compliance Reference By the end of FY26, Contract Compliance will maintain a centralized compliance reference for all federal programs, including allowability rules, program specific restrictions, and documentation requirements. Finance staff will reference this tool during invoice review to ensure consistent application of federal requirements. These corrective actions will strengthen VOAWW’s internal controls over allowable costs, reduce the risk of unallowable expenditures being charged to federal programs, and ensure compliance with Uniform Guidance and HUD program requirements. Responsible Individual: Claire Danielson, VIP of Finance Estimated Completion Date: June 30, 2026

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1201505 2025-002
    Material Weakness Repeat
  • 1201506 2025-002
    Material Weakness Repeat
  • 1201507 2025-003
    Material Weakness Repeat
  • 1201509 2025-004
    Material Weakness Repeat
  • 1201510 2025-004
    Material Weakness Repeat
  • 1201511 2025-004
    Material Weakness Repeat
  • 1201512 2025-004
    Material Weakness Repeat
  • 1201513 2025-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.569 EMERGENCY FOOD ASSISTANCE PROGRAM (FOOD COMMODITIES) $4.43M
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $3.92M
14.251 ECONOMIC DEVELOPMENT INITIATIVE, COMMUNITY PROJECT FUNDING, AND MISCELLANEOUS GRANTS $1.16M
14.239 COVID-19 HOME INVESTMENT PARTNERSHIPS PROGRAM $455,000
10.182 PANDEMIC RELIEF ACTIVITIES: LOCAL FOOD PURCHASE AGREEMENTS WITH STATES, TRIBES, AND LOCAL GOVERNMENTS $368,342
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $352,808
93.959 COVID-19 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $238,026
93.566 REFUGEE AND ENTRANT ASSISTANCE STATE/REPLACEMENT DESIGNEE ADMINISTERED PROGRAMS $188,831
21.027 COVID-19 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $158,863
10.568 EMERGENCY FOOD ASSISTANCE PROGRAM (ADMINISTRATIVE COSTS) $153,413
93.268 IMMUNIZATION COOPERATIVE AGREEMENTS $130,381
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $124,804
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $116,325
10.187 THE EMERGENCY FOOD ASSISTANCE PROGRAM (TEFAP) COMMODITY CREDIT CORPORATION ELIGIBLE RECIPIENT FUNDS $107,096
10.558 CHILD AND ADULT CARE FOOD PROGRAM $99,085
10.182 COVID-19 PANDEMIC RELIEF ACTIVITIES: LOCAL FOOD PURCHASE AGREEMENTS WITH STATES, TRIBES, AND LOCAL GOVERNMENTS $85,958
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $79,855
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $49,219
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $23,551
97.024 EMERGENCY FOOD AND SHELTER NATIONAL BOARD PROGRAM $14,000
93.597 GRANTS TO STATES FOR ACCESS AND VISITATION PROGRAMS $11,830
93.493 CONGRESSIONAL DIRECTIVES $4,096