Finding 1200775 (2025-002)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-03-30
Audit: 395771
Auditor: EIDE BAILLY LLP

AI Summary

  • Core Issue: There is a significant deficiency in internal controls regarding timely refunds of credit balances to students.
  • Impacted Requirements: Institutions must refund credit balances within 14 days of creation, as per federal regulations.
  • Recommended Follow-up: Review disbursement processes to ensure refunds are issued promptly to avoid future delays.

Finding Text

2025-002 Department of Education Student Financial Aid Cluster Federal Financial Assistance Listing 84.268 – Federal Direct Student Loans, 84.063 - Federal Pell Grant Program, 84.007 – FSEOG Program 2024-2025 Award Year Special Tests and Provision – Disbursements to or on Behalf of Students Significant Deficiency in Internal Controls over Compliance Criteria: When Title IV funds are credited to a student account and they exceed the amount of tuition and fees, food and housing, and other authorized charges assessed the student, a credit balance is created. The institution must pay the resulting credit balance directly to the student or parent borrower within 14 days after (1) the first day of class of a payment period if the credit balance occurred on or before that day, or (2) the balance occurred if that was after the first day of class. Also, as allowed under 34 CFR 668.164(c)(3), a school may pay prior award year charges up to $200. If over $200, student authorization is required to apply the payments to a prior-year balance. Condition: During testing over credit balances, one student did not receive the refund on a timely basis. Cause: The student was awarded aid at an off time in the semester, and the refund was not provided within the 14-day window. Effect: The students were not given the refund in a timely manner. Questioned Costs: None. Context/Sampling: A nonstatistical sample of 60 students who received Title IV disbursements out of 1,903 students who received aid. Repeat Finding from Prior Year(s): Yes. Recommendation: We recommend disbursements made be reviewed to ensure that the refunds are being provided to students on a timely basis. Views of Responsible Officials: Management agrees with the finding.

Corrective Action Plan

Identifying Number: 2025-002: U.S. Department of Education: Federal Direct Student Loans – 84.268; Federal Pell Grant Program – 84.007 Finding: During testing over credit balances, it was noted that one student did not receive the refund on a timely basis. Corrective Action Taken or Planned: All scheduled disbursements will be reviewed to ensure they are provided on a timely basis and are applied correctly to prior award years. Business Office procedures and processing will be reviewed to ensure that credit balances are processed within the regulatory timeframe. New staff have been trained to monitor dates for compliance and have implemented checks with the Financial Aid Office. Contact person: Micah Hansen, Director of Financial Aid and Christine Goldsmith, Vice President - Finance Status of finding – The above corrective actions will be implemented beginning January 1, 2026.

Categories

No categories assigned yet.

Other Findings in this Audit

  • 1200773 2025-002
    Material Weakness Repeat
  • 1200774 2025-002
    Material Weakness Repeat
  • 1200776 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $7.89M
84.268 FEDERAL DIRECT STUDENT LOANS $7.79M
10.555 NATIONAL SCHOOL LUNCH PROGRAM $7.26M
84.027 SPECIAL EDUCATION GRANTS TO STATES $6.28M
84.063 FEDERAL PELL GRANT PROGRAM $5.22M
93.600 HEAD START $3.33M
32.004 UNIVERSAL SERVICE FUND - SCHOOLS AND LIBRARIES $2.18M
10.553 SCHOOL BREAKFAST PROGRAM $1.98M
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $1.85M
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $1.51M
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $584,798
84.011 MIGRANT EDUCATION STATE GRANT PROGRAM $431,744
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $419,978
84.060 INDIAN EDUCATION GRANTS TO LOCAL EDUCATIONAL AGENCIES $399,608
84.287 TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS $383,001
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $343,747
93.566 REFUGEE AND ENTRANT ASSISTANCE STATE/REPLACEMENT DESIGNEE ADMINISTERED PROGRAMS $242,597
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $188,292
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $151,083
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $126,598
84.196 EDUCATION FOR HOMELESS CHILDREN AND YOUTH $111,009
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $75,000
10.558 CHILD AND ADULT CARE FOOD PROGRAM $61,438
84.033 FEDERAL WORK-STUDY PROGRAM $61,349
84.181 SPECIAL EDUCATION-GRANTS FOR INFANTS AND FAMILIES $59,921
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $47,275
84.425 EDUCATION STABILIZATION FUND $36,349
93.391 ACTIVITIES TO SUPPORT STATE, TRIBAL, LOCAL AND TERRITORIAL (STLT) HEALTH DEPARTMENT RESPONSE TO PUBLIC HEALTH OR HEALTHCARE CRISES $29,645
15.130 INDIAN EDUCATION ASSISTANCE TO SCHOOLS $13,500
93.913 GRANTS TO STATES FOR OPERATION OF STATE OFFICES OF RURAL HEALTH $6,000
64.028 POST-9/11 VETERANS EDUCATIONAL ASSISTANCE $2,864