Finding 11936 (2023-001)

Material Weakness
Requirement
E
Questioned Costs
$1
Year
2023
Accepted
2024-02-06
Audit: 15892
Auditor: Auditor General

AI Summary

  • Core Issue: The District under allocated Title I funds by $905,329 to 15 schools, violating federal regulations regarding fund distribution based on poverty levels.
  • Impacted Requirements: Federal regulations require that Title I funds be allocated in rank order based on the number of low-income students, which was not followed due to personnel changes and inadequate monitoring.
  • Recommended Follow-Up: The District should implement procedures to ensure proper allocation of Title I funds and provide documentation to support the questioned costs or reallocate the funds to the affected schools.

Finding Text

Finding - Contrary to Federal regulations, the District under allocated Title I Program funds totaling $905,329 to 15 schools. Criteria - Title 34, Section 200.78, Code of Federal Regulations, requires the District to allocate Title I schoolwide program funds to schools identified as eligible and selected to participate, in rank order, on the basis of the total number of children from low-income families in each school. The District is not required to allocate the same per-pupil amount (PPA) to each participating school provided that it allocates higher PPAs to schools with higher concentrations of poverty than to schools with lower concentrations of poverty. Condition - The District annually applies for Title I Program funding and the application includes a budget and an eligibility survey to document the amounts budgeted per participating school. During the 2022-23 fiscal year, the District expended $6,754,190 from the Title I Program, including $5,517,453 expended for the District’s 16 elementary, middle, and high schools. As part of our audit, we requested for examination District records supporting the budget allocation amounts to the 16 schools and final budget amounts evidencing the allocations were provided. However, District records indicated that the ranking of all 16 District Title I schools did not agree with the ranking based on the percent of students from low-income families. Specifically, 15 schools with poverty concentrations ranging from 52.13 to 83.17 percent were allocated and received $16,835 to $202,116 less per pupil funding than a school with a lower poverty concentration of 46.80 percent. Cause - The District experienced changes in key personnel and had not established effective procedures for monitoring Title I budgets at participating schools. Effect -Educational services at the 15 District schools under allocated Title I Program funds totaling $905,329 were not funded at required levels. In response to our inquiries, District personnel concurred with the calculated questioned costs. Recommendation - The District should establish procedures for ensuring and documenting that Title I Program resources are properly allocated to schools. In addition, the District should provide documentation to the FDOE supporting the allowability of the questioned costs totaling $905,329 or allocate that amount to the applicable underfunded Title I schools. District Response - Title I rank and serve budgets are based on the original/final budgets. The total budget per school should never change and should match the rank and serve allocation. Because of staff turnover in Federal Programs, Business Operations, and Finance, the District was unable to ensure the schools remained in rank and serve order for 2022-2023. An error was made during the year-end budget cleanup, which changed the schools’ original budget. Budget revisions were done, to the Title I budget, to clean up negatives and bring major function object positive at year-end. The entry should have been done within the individual school budgets so the total budget would match the original/final budget. If this entry had not been done, the rank and serve allocations would match to the original budget. Previously, the District has monitored the program correctly and has maintained the District’s rank and serve order. The District will provide training and guidance to the new staff overseeing the grant and the budget allocations to ensure and enforce rank and serve order is maintained going forward. The District has reached out to DOE for guidance on correcting the finding and will follow up with Sean Freeman in the audit resolution and monitoring department once the audit report is published.

Corrective Action Plan

Corrective Action Plan - Title I rank and serve budgets are based on the original/final budgets. The total budget per school should never change and should match the rank and serve allocation. Because of staff turnover in Federal Programs, Business Operations, and Finance, the District was unable to ensure the schools remained in rank and serve order for 2022-2023. An error was made during the year-end budget cleanup, which changed the schools' original budget. Budget revisions were done, to the Title I budget, to clean up negatives and bring major function object positive at year-end. The entry should have been done within the individual school budgets so the total budget would match the original/final budget. If this entry had not been done, the rank and serve allocations would match to the original buget. Previously, the District has monitored the program correctly and has maintained the District’s rank and serve order. The District will provide training and guidance to the new staff overseeing the grant and the budget allocations to ensure and enforce rank and serve order is maintained going forward. The District has reached out to DOE for guidance on correcting the finding and will follow up with Sean Freeman in the audit resolution and monitoring department once the audit report is published.

Categories

Questioned Costs Subrecipient Monitoring Allowable Costs / Cost Principles Eligibility

Other Findings in this Audit

  • 588378 2023-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $8.10M
84.010 Title I Grants to Local Educational Agencies $6.75M
10.553 School Breakfast Program $1.91M
32.009 Emergency Connectivity Fund Program $1.05M
84.011 Migrant Education_state Grant Program $761,820
84.367 Supporting Effective Instruction State Grants $535,183
84.425 Education Stabilization Fund $476,769
10.558 Child and Adult Care Food Program $421,731
84.027 Special Education_grants to States $403,925
84.424 Student Support and Academic Enrichment Program $374,279
84.048 Career and Technical Education -- Basic Grants to States $292,100
10.559 Summer Food Service Program for Children $259,604
84.358 Rural Education $241,504
10.582 Fresh Fruit and Vegetable Program $236,760
84.365 English Language Acquisition State Grants $74,874
84.196 Education for Homeless Children and Youth $69,379
12.U02 Air Force Junior Reserve Officers Training Corps $46,031
12.U01 Army Junior Reserve Officers Training Corps $33,506
84.173 Special Education_preschool Grants $1,683