Finding 1182653 (2025-003)

Material Weakness Repeat Finding
Requirement
ABN
Questioned Costs
-
Year
2025
Accepted
2026-03-25

AI Summary

  • Core Issue: The School Corporation failed to implement effective internal controls over food service expenditures, leading to a repeat finding from the previous audit.
  • Impacted Requirements: Compliance with federal guidelines for allowable costs and documentation, as outlined in 2 CFR 200.303.
  • Recommended Follow-Up: Management should establish a robust internal control system to ensure detailed cost documentation is reviewed and verified before payments are made.

Finding Text

FINDING 2025-003 Subject: Child Nutrition Cluster - Activities Allowed or Unallowed, Allowable Costs/Cost Principles, Special Tests and Provisions - Non-Profit School Food Service Accounts Federal Agency: Department of Agriculture Federal Programs: School Breakfast Program, National School Lunch Program, Summer Food Service Program for Children Assistance Listings Numbers: 10.553, 10.555, 10.559 Federal Award Numbers and Years (or Other Identifying Numbers): FY 2023-2024, FY 2024-2025 Pass-Through Entity: Indiana Department of Education Compliance Requirement: Activities Allowed or Unallowed, Allowable Costs/Cost Principles, Special Tests and Provisions - Non-Profit School Food Service Accounts Audit Finding: Material Weakness Repeat Finding This is a repeat finding from the immediately prior audit report. The prior audit finding number was 2023-003. Condition and Context The School Corporation entered into a cost reimbursement contract with a food service management company (FSMC) during the audit period. Per the contract with the FSMC, detailed cost documentation must be submitted monthly to support what the School Corporation was charged for each cost, charge, or expense. An oversight or review process was not in place to ensure the FSMC expenditures were supported by proper detail documentation, were allowable, and only for the operation of the food service program. The FSMC provided summary level invoices with support for vendor invoices and a detailed ledger reports of expenses. However, the Food Service Director only reviewed the summary level invoice. INDIANA STATE BOARD OF ACCOUNTS 23 SCHOOL CITY OF EAST CHICAGO SCHEDULE OF FINDINGS AND QUESTIONED COSTS (Continued) Had the Food Service Director reviewed the detailed records provided, the School Corporation would have noted the detailed ledger reports provided did not agree to the summary level amount invoiced and that detailed payroll records were not provided. When requested for audit, the FSMC did provide detailed ledger reports of expenses that materially agreed to the total invoiced for the audit period and provided detailed payroll records as requested. The lack of internal controls were systemic issues throughout the audit period. Criteria 2 CFR 200.303 states in part: "The non-Federal entity must: (a) Establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. These internal controls should be in compliance with guidance in 'Standards for Internal Control in the Federal Government' issued by the Comptroller General of the United States or the 'Internal Control Integrated Framework', issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). . . ." Cause Management had not developed an adequate system of internal controls to ensure complete and accurate detailed cost documentation was provided to support monthly invoices. Effect Without an effective review of the detailed records, federal expenditures could be unallowable, which the funding agency could potentially recover. Questioned Costs There were no questioned costs identified. Recommendation We recommended that the School Corporation's management establish a proper system of internal controls to ensure complete and accurate detailed cost documentation was provided to support monthly invoices prior to payment. Views of Responsible Officials For the views of responsible officials, refer to the Corrective Action Plan that is part of this report.

Corrective Action Plan

FINDING 2025-003 Finding Subject: Child Nutrition Cluster - Activities Allowed or Unallowed, Allowable Costs/Cost Principles, Special Tests and Provisions - Non-Profit School Food Service Accounts Audit Findings: Material Weakness Contact Person Responsible for Corrective Action: Lela Simmons, CFO Contact Phone Number and Email Address: 219 391 4100 Ex 12365: lesimmons@ecps.org Views of Responsible Officials: We concur with the finding Description of Corrective Action Plan: The Food Service director responsibilities are to oversee all functions of the Food Management Company. Food Service Director will be required to draft internal controls and detail instruction for the school corporation to ensure all documentation procedures match the FSMC invoice. The school corporation will not pay any unallowable cost by state regulation and rules. All state reporting documents and invoice will continue to be reviewed and signed off by the district CFO. A copy of all documents will be held in the food director office Anticipated Completion Date: We anticipate having the above corrective action plan in place by October 31, 2026

Categories

Allowable Costs / Cost Principles School Nutrition Programs Internal Control / Segregation of Duties Special Tests & Provisions

Other Findings in this Audit

  • 1182648 2025-003
    Material Weakness Repeat
  • 1182649 2025-003
    Material Weakness Repeat
  • 1182650 2025-003
    Material Weakness Repeat
  • 1182651 2025-003
    Material Weakness Repeat
  • 1182652 2025-003
    Material Weakness Repeat
  • 1182654 2025-004
    Material Weakness Repeat
  • 1182655 2025-004
    Material Weakness Repeat
  • 1182656 2025-004
    Material Weakness Repeat
  • 1182657 2025-004
    Material Weakness Repeat
  • 1182658 2025-004
    Material Weakness Repeat
  • 1182659 2025-004
    Material Weakness Repeat
  • 1182660 2025-005
    Material Weakness Repeat
  • 1182661 2025-005
    Material Weakness Repeat
  • 1182662 2025-005
    Material Weakness Repeat
  • 1182663 2025-005
    Material Weakness Repeat
  • 1182664 2025-005
    Material Weakness Repeat
  • 1182665 2025-005
    Material Weakness Repeat
  • 1182666 2025-006
    Material Weakness Repeat
  • 1182667 2025-006
    Material Weakness Repeat
  • 1182668 2025-007
    Material Weakness Repeat
  • 1182669 2025-007
    Material Weakness Repeat
  • 1182670 2025-008
    Material Weakness Repeat
  • 1182671 2025-008
    Material Weakness Repeat
  • 1182672 2025-008
    Material Weakness Repeat
  • 1182673 2025-008
    Material Weakness Repeat
  • 1182674 2025-008
    Material Weakness Repeat
  • 1182675 2025-008
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES 2025 $6.03M
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES 2024 $3.51M
10.555 NATIONAL SCHOOL LUNCH PROGRAM 2025 $2.43M
10.555 NATIONAL SCHOOL LUNCH PROGRAM 2024 $1.86M
84.027 SPECIAL EDUCATION GRANTS TO STATES 2025 $1.17M
10.553 SCHOOL BREAKFAST PROGRAM 2025 $811,754
10.553 SCHOOL BREAKFAST PROGRAM 2024 $550,300
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) 2025 $482,588
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) 2024 $244,580
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) 2024 $189,930
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM 2024 $182,098
84.027 SPECIAL EDUCATION GRANTS TO STATES 2024 $148,106
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN 2024 $147,586
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM 2025 $128,018
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES 2025 $125,358
93.778 MEDICAL ASSISTANCE PROGRAM 2025 $123,502
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS 2024 $121,708
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES 2024 $116,228
84.425 EDUCATION STABILIZATION FUND 2025 $83,117
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN 2025 $75,409
93.778 MEDICAL ASSISTANCE PROGRAM 2024 $69,739
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS 2025 $52,956
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS 2025 $45,976
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS 2024 $7,459
84.425 EDUCATION STABILIZATION FUND 2024 $1,098