Finding 1182107 (2025-001)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2026-03-23
Audit: 393478
Organization: Bay Path University (MA)

AI Summary

  • Core Issue: A student received a Pell Grant for full-time enrollment while actually enrolled part-time, leading to an over-award.
  • Impacted Requirements: Compliance with 34 CFR 690.63, which mandates Pell awards be based on accurate enrollment status.
  • Recommended Follow-Up: Enhance controls for verifying enrollment status before disbursements, including automation and staff training.

Finding Text

Finding number: 2025-001 Federal agency: U.S. Department of Education Programs: Student Financial Assistance Cluster Assistance Listing #: 84.063 Award year: 2025 Criteria Under 34 CFR 690.63 and Federal Pell Grant Program regulations, institutions must calculate Pell awards based on the student’s enrollment status (full‐time, three‐quarter‐time, half‐time, or less‐than‐half‐time). Students enrolled less than full‐time must receive a prorated Pell award. Condition During testing of Pell Grant disbursements, we noted 1 student out of a sample of 40 that was awarded the maximum Pell Grant amount, which is applicable only to full‐time enrollment. The student, however, was enrolled part‐time during the payment period. As a result, the Pell award exceeded the amount the student was eligible to receive based on enrollment status. Cause The institution did not properly update the student’s enrollment status in the financial aid system before disbursement. This resulted in the system calculating the award using a full‐time enrollment level. Contributing factors included insufficient review controls and reliance on manual data entry. Effect The student received a Pell Grant amount greater than allowed under federal regulations. This resulted in over‐awarding federal funds, which may require repayment to the U.S. Department of Education. The error also indicates a weakness in enrollment‐to‐aid reconciliation controls. Questioned Costs  Amount: $1,849  Basis: Difference between full‐time Pell award and prorated part‐time award for the payment period. Perspective Our sample was not, and was not intended to be, statistically valid. Of the 40 students selected for testing, 1 student (2.5% of the sample) was awarded an incorrect Pell Grant amount. Identification as a Repeat Finding, if applicable Not applicable. Recommendation Strengthen controls to ensure enrollment status is accurately recorded and verified before Pell disbursements. This may include automated enrollment‐status checks, improved reconciliation procedures, and additional staff training. View of Responsible Officials The University agrees with this finding.

Corrective Action Plan

Finding number: 2025-001 Federal agency: U.S. Department of Education Programs: Student Financial Assistance Cluster Assistance Listing #: 84.063 Award year: 2025 Corrective Action Plan This occurred due to a manual review oversight during the enrollment status verification process prior to disbursement. Upon identification, the award was reviewed, and corrective action was taken to adjust the Pell Grant to the appropriate part-time amount. The institution has since reinforced its review procedures by implementing an additional verification step to ensure enrollment status is accurately confirmed before Pell Grant disbursements are finalized, thereby reducing the risk of similar errors in the future. We have completed a review to ensure no other students were in this situation and we found no additional students. Timeline for Implementation of Corrective Action Plan Management anticipates implementing the corrective action as soon as possible, with completion expected by June 30, 2026. Contact Person Stephanie King Executive Director of Student Financial Services

Categories

Student Financial Aid

Other Findings in this Audit

  • 1182108 2025-002
    Material Weakness Repeat
  • 1182109 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $36.25M
84.063 FEDERAL PELL GRANT PROGRAM $4.38M
84.038 FEDERAL PERKINS LOAN PROGRAM_FEDERAL CAPITAL CONTRIBUTIONS $957,146
84.033 FEDERAL WORK-STUDY PROGRAM $421,314
93.732 MENTAL AND BEHAVIORAL HEALTH EDUCATION AND TRAINING GRANTS $373,558
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $289,920
84.031 HIGHER EDUCATION INSTITUTIONAL AID $286,697
93.884 PRIMARY CARE TRAINING AND ENHANCEMENT $262,628
84.116 FUND FOR THE IMPROVEMENT OF POSTSECONDARY EDUCATION $225,827
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $190,350
84.425 EDUCATION STABILIZATION FUND $126,238
84.325 SPECIAL EDUCATION - PERSONNEL DEVELOPMENT TO IMPROVE SERVICES AND RESULTS FOR CHILDREN WITH DISABILITIES $126,096
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $116,531