Finding 1181964 (2022-102)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2026-03-23

AI Summary

  • Core Issue: ITCN failed to file required reports on time, including Form ACF-696T and Form SF-429(A), as well as the annual single audit package.
  • Impacted Requirements: Reports must be submitted quarterly within 30 days and the annual audit within 9 months, per federal regulations.
  • Recommended Follow-Up: ITCN should allocate resources for financial reporting and implement a monitoring system to ensure timely submissions, with regular reviews by the executive director.

Finding Text

Condition and Context: ITCN did not file Form ACF-696T reports, required by the Child Care and Development Block Grant within the required timeframe. ITCN also did not file Form SF-429(A), required by the Head Start program within the required timeframe. Also, ITCN’s single audit reporting package for the fiscal year ended September 30, 2022, was not submitted to the Federal Audit Clearinghouse within nine months after ITCN’s year-end. Criteria: According to 2 CFR §200.328 and 45 CFR §75.341, Financial Reporting, information must be collected with the frequency required by the terms and conditions of the Federal award. The grants require the filing of quarterly reports within 30 days after the quarter-end and the annual single audit reporting package within 9 months of the fiscal year-end. Cause and Effect: The cause is the lack of resources and turnover in personnel at ITCN. The effect is the late filing of the quarterly reports and the annual single audit reporting package, and, for Head Start, not reporting the real property status on the Form SF-429(A) within the required timeframe. Recommendation: We recommend that ITCN devote the necessary resources to the financial reporting process and establish a system of monitoring for the filing of all required reporting and that the executive director review the monitoring list on a regular basis consistent with the timing of report filings. Management’s Response: ITCN’s responsible officials’ views and planned corrective action are in its corrective action plan at the end of the report.

Corrective Action Plan

Condition and Context: ITCN did not file Form ACF-696T reports, required by the Child Care and Development Block Grant within the required timeframe. ITCN also did not file Form SF-429(A), required by the Head Start program within the required timeframe. Also, ITCN’s single audit reporting package for the fiscal year ended September 30, 2022, was not submitted to the Federal Audit Clearinghouse within nine months after ITCN’s year-end. Recommendation: The auditors recommended that ITCN devote the necessary resources to the financial reporting process and establish a system of monitoring for the filing of all required reporting and that the executive director review the monitoring list on a regular basis consistent with the timing of report filings. Contact Name: Deserea Quintana, Executive Director Corrective Action Planned: ITCN has created a federal reporting compliance calendar with automated reminders. Fiscal contractors continue to support timely submission of required reports. MIP/Microix will allow automated report generation and tracking. The training plan includes modules on reporting compliance and deadline monitoring. Anticipated Completion Date: The calendar was implemented in March 2024, with full automation and staff training to be completed by March 2026.

Categories

Subrecipient Monitoring Reporting Equipment & Real Property Management

Other Findings in this Audit

  • 1181957 2022-101
    Material Weakness Repeat
  • 1181958 2022-101
    Material Weakness Repeat
  • 1181959 2022-101
    Material Weakness Repeat
  • 1181960 2022-101
    Material Weakness Repeat
  • 1181961 2022-102
    Material Weakness Repeat
  • 1181962 2022-102
    Material Weakness Repeat
  • 1181963 2022-102
    Material Weakness Repeat
  • 1181965 2022-103
    Material Weakness Repeat
  • 1181966 2022-103
    Material Weakness Repeat
  • 1181967 2022-104
    Material Weakness Repeat
  • 1181968 2022-104
    Material Weakness Repeat
  • 1181969 2022-105
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $5.78M
93.600 HEAD START $2.25M
10.557 WIC SPECIAL SUPPLEMENTAL NUTRITION PROGRAM FOR WOMEN, INFANTS, AND CHILDREN $857,482
93.671 FAMILY VIOLENCE PREVENTION AND SERVICES/DOMESTIC VIOLENCE SHELTER AND SUPPORTIVE SERVICES $797,889
93.047 SPECIAL PROGRAMS FOR THE AGING, TITLE VI, PART A, GRANTS TO INDIAN TRIBES, PART B, GRANTS TO NATIVE HAWAIIANS $616,985
16.841 VOCA TRIBAL VICTIM SERVICES SET-ASIDE PROGRAM $384,493
17.265 NATIVE AMERICAN EMPLOYMENT AND TRAINING $320,227
11.029 TRIBAL BROADBAND CONNECTIVITY PROGRAM $288,819
93.054 NATIONAL FAMILY CAREGIVER SUPPORT, TITLE VI, PART C, GRANTS TO INDIAN TRIBES AND NATIVE HAWAIIANS $230,319
15.029 TRIBAL COURTS $155,448
66.926 INDIAN ENVIRONMENTAL GENERAL ASSISTANCE PROGRAM (GAP) $125,314
16.587 VIOLENCE AGAINST WOMEN DISCRETIONARY GRANTS FOR INDIAN TRIBAL GOVERNMENTS $99,977
10.558 CHILD AND ADULT CARE FOOD PROGRAM $81,884
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $15,741
93.053 NUTRITION SERVICES INCENTIVE PROGRAM $14,147
93.391 ACTIVITIES TO SUPPORT STATE, TRIBAL, LOCAL AND TERRITORIAL (STLT) HEALTH DEPARTMENT RESPONSE TO PUBLIC HEALTH OR HEALTHCARE CRISES $3,919
93.071 MEDICARE ENROLLMENT ASSISTANCE PROGRAM $3,793