Finding 1181709 (2024-005)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2026-03-20
Audit: 392953
Organization: City of Augusta (ME)

AI Summary

  • Core Issue: The City is not complying with the Davis-Bacon Act regarding prevailing wage requirements for construction contracts funded by ESSER.
  • Impacted Requirements: Contracts over $2,000 must include a prevailing wage rate clause and require weekly submission of certified payrolls.
  • Recommended Follow-Up: Implement formal procedures to ensure compliance, including adding necessary contract clauses and collecting certified payrolls from contractors.

Finding Text

2024-005 U.S. Department of Education, Assistance Listing #84.425D, #84.425U, and #84.425W, Elementary and Secondary School Emergency Relief Funds for the year July 1, 2023, through June 30, 2024 Criteria: Recipients and subrecipients that use Elementary and Secondary School Emergency Relief Funds (ESSER) for minor remodeling, renovation or construction contracts that are over $2,000 and use laborers and mechanics are subject to the Davis-Bacon Act and must meet prevailing wage requirements. Construction contracts are required to include a prevailing wage rate clause to notify the contractor or subcontractor of the requirement. Additionally, for each week in which any contract work is performed, a copy of the payroll and a statement of compliance (certified payrolls) are required to be submitted to the City. Statement of Condition: During compliance testing, only one of the five contracts tested subject to Davis-Bacon requirements contained the necessary contract clause. Certified payrolls were not collected for any of the projects. Cause: There are no formal procedures to ensure compliance with Davis-Bacon requirements. Effect: The City is non-compliant with Davis-Bacon requirements. The City has not obtained the required assurance that its contractors are paying workers at or above the prevailing wage rates. Recommendation: It is our recommendation that procedures and controls be implemented surrounding Davis Bacon requirements. The City should incorporate the specified contract clauses into contracts subject to Davis-Bacon compliance by inserting the contract clauses in full in the contract, or by incorporating the contract clauses by reference to an addendum or bid specification. In addition, they should be collecting certified payroll from contractors to ensure contractors are paying workers at or above the prevailing wage rates. Questioned Costs: None

Corrective Action Plan

Management Response/Corrective Action Plan: The city and school will draft formal compliance procedures to ensure Davis-Bacon wages are met. These procedures will start with having our attorney’s construct a contract specific to federally funded projects that contains necessary language for Davis-Bacon compliance. The Augusta School Department has maintained consistent compliance with Davis-Bacon Act requirements. These requirements are integrated into their bid process regularly and are fully implemented. Going forward, the formal procedure will include that we are to require a signed copy of the contractor’s payroll be sent to us for each week the contract work is performed.

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring

Other Findings in this Audit

  • 1181700 2024-004
    Material Weakness Repeat
  • 1181701 2024-005
    Material Weakness Repeat
  • 1181702 2024-004
    Material Weakness Repeat
  • 1181703 2024-005
    Material Weakness Repeat
  • 1181704 2024-004
    Material Weakness Repeat
  • 1181705 2024-005
    Material Weakness Repeat
  • 1181706 2024-004
    Material Weakness Repeat
  • 1181707 2024-005
    Material Weakness Repeat
  • 1181708 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 Elementary and Secondary School Emergency Relief 3 - COVID-19 $2.84M
84.027 Special Education State Grants Individuals with Disabilities Act $1.48M
84.010 Title IA $1.30M
10.555 NATIONAL SCHOOL LUNCH PROGRAM $546,144
84.425 Elementary and Secondary School Emergency Relief 2 - COVID-19 $470,502
10.553 SCHOOL BREAKFAST PROGRAM $261,636
84.367 Title IIA - Improving Teacher Quality $212,289
97.083 STAFFING FOR ADEQUATE FIRE AND EMERGENCY RESPONSE (SAFER) $205,293
84.048 Carl Perkins - Basic Grant (Learning Center) $195,041
21.027 Coronavirus State and Local Fiscal Recovery Funds - COVID-19 $173,352
93.566 Refugee and Entrant Assistance - School Impact $114,368
84.002 Adult Basic Education $113,089
93.493 Community Funded Projects $97,783
21.027 Civic Center Roof and Webster Center Head Start- COVID-19 $97,245
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $93,570
10.555 Food Donation Program $88,926
97.067 Homeland Security Grant $84,743
84.010 Title IA - Set Aside $72,470
84.425 Multilingual Learners Experiencing Homelessness - COVID-19 $67,827
84.358 Rural Low Income $63,894
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $60,701
66.818 Brownfield Assessment Grant Program $52,784
10.555 Child Nutrition Supply Chain Assistance $52,702
21.027 Workforce Development Grant - COVID-19 $46,046
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $30,874
84.425 ARP Homeless Children & Youth I - COVID-19 $20,562
84.173 Preschool $20,485
84.365 Title III - ESL $18,109
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $17,796
20.600 Speed Enforcement $13,389
84.425 ARP Homeless Children & Youth II - COVID-19 $8,454
97.090 TSA - Officer Reimbursement $8,243
16.607 Bulletproof Vest $7,022
20.600 OUI Grant $6,459
20.616 Distracted Driving Enforcement $4,663
20.600 Pedestrian Safety/MV Traffic Enforcement $4,151
10.649 EBT Pandemic Funding: SNAP $3,918
20.600 DRE/FP training $2,327
84.027 School Age 611- ARP - COVID-19 $1,864
20.600 Seatbelt Grant $1,542