Finding 1181708 (2024-004)

Material Weakness Repeat Finding
Requirement
F
Questioned Costs
-
Year
2024
Accepted
2026-03-20
Audit: 392953
Organization: City of Augusta (ME)

AI Summary

  • Core Issue: Lack of formal procedures for tracking federally funded assets leads to potential mismanagement.
  • Impacted Requirements: Failure to maintain proper records as per 2 CFR 200.313 could result in non-compliance.
  • Recommended Follow-Up: Establish clear procedures for tracking and identifying federally funded assets to avoid financial repercussions.

Finding Text

2024-004 U.S. Department of Education, Assistance Listing #84.425D, #84.425U, and #84.425W, Elementary and Secondary School Emergency Relief Funds for the year July 1, 2023, through June 30, 2024 Criteria: In accordance with 2 CFR 200.313, property records for equipment and real property purchased with Federal funds must be maintained that include a description of the property, a serial number or other identification number, the source funding for the property, who holds title, the acquisition date, cost of the property, percentage of federal participation in the project costs for the Federal award, the location, use, and condition of the property. Condition: The Facilities Department maintains a spreadsheet of capital assets purchased with Elementary and Secondary School Emergency Relief Funds (ESSER) for assets procured through the Facilities Department. The City Finance Department also maintains a capital asset listing for financial reporting purposes, however, assets funded by grant proceeds are not separately identified in the listing. Cause: There are no formal procedures for tracking Federally funded assets. Effect: Federally funded assets are not identified and tracked. If the City were to sell a Federally funded asset, they may be required to remit some of the proceeds back to the grantor agency. Therefore, if the asset was not properly identified and tracked the City could inadvertently profit from the Federal funding. Recommendation: It is our recommendation that procedures be established for the tracking of federally funded assets. Questioned Costs: None

Corrective Action Plan

Management Response/Corrective Action Plan: A formal procedure will be drafted between the city and school to ensure the city is made aware of any assets that are federally funded so they can be designated as such in Munis. The school department will continue to provide the annual asset list to the city and will now include funding source notations for each asset.

Categories

Equipment & Real Property Management

Other Findings in this Audit

  • 1181700 2024-004
    Material Weakness Repeat
  • 1181701 2024-005
    Material Weakness Repeat
  • 1181702 2024-004
    Material Weakness Repeat
  • 1181703 2024-005
    Material Weakness Repeat
  • 1181704 2024-004
    Material Weakness Repeat
  • 1181705 2024-005
    Material Weakness Repeat
  • 1181706 2024-004
    Material Weakness Repeat
  • 1181707 2024-005
    Material Weakness Repeat
  • 1181709 2024-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 Elementary and Secondary School Emergency Relief 3 - COVID-19 $2.84M
84.027 Special Education State Grants Individuals with Disabilities Act $1.48M
84.010 Title IA $1.30M
10.555 NATIONAL SCHOOL LUNCH PROGRAM $546,144
84.425 Elementary and Secondary School Emergency Relief 2 - COVID-19 $470,502
10.553 SCHOOL BREAKFAST PROGRAM $261,636
84.367 Title IIA - Improving Teacher Quality $212,289
97.083 STAFFING FOR ADEQUATE FIRE AND EMERGENCY RESPONSE (SAFER) $205,293
84.048 Carl Perkins - Basic Grant (Learning Center) $195,041
21.027 Coronavirus State and Local Fiscal Recovery Funds - COVID-19 $173,352
93.566 Refugee and Entrant Assistance - School Impact $114,368
84.002 Adult Basic Education $113,089
93.493 Community Funded Projects $97,783
21.027 Civic Center Roof and Webster Center Head Start- COVID-19 $97,245
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $93,570
10.555 Food Donation Program $88,926
97.067 Homeland Security Grant $84,743
84.010 Title IA - Set Aside $72,470
84.425 Multilingual Learners Experiencing Homelessness - COVID-19 $67,827
84.358 Rural Low Income $63,894
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $60,701
66.818 Brownfield Assessment Grant Program $52,784
10.555 Child Nutrition Supply Chain Assistance $52,702
21.027 Workforce Development Grant - COVID-19 $46,046
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $30,874
84.425 ARP Homeless Children & Youth I - COVID-19 $20,562
84.173 Preschool $20,485
84.365 Title III - ESL $18,109
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $17,796
20.600 Speed Enforcement $13,389
84.425 ARP Homeless Children & Youth II - COVID-19 $8,454
97.090 TSA - Officer Reimbursement $8,243
16.607 Bulletproof Vest $7,022
20.600 OUI Grant $6,459
20.616 Distracted Driving Enforcement $4,663
20.600 Pedestrian Safety/MV Traffic Enforcement $4,151
10.649 EBT Pandemic Funding: SNAP $3,918
20.600 DRE/FP training $2,327
84.027 School Age 611- ARP - COVID-19 $1,864
20.600 Seatbelt Grant $1,542