Finding 1181697 (2025-003)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-03-20
Audit: 392951
Organization: City of Quincy, Illinois (IL)

AI Summary

  • Core Issue: The City failed to submit annual reports for the Airport Improvement Program on time, risking noncompliance.
  • Impacted Requirements: Compliance with Uniform Guidance (2 CFR Part 200) mandates timely completion and review of reports to maintain grant funding.
  • Recommended Follow-Up: The City Comptroller should collaborate with the Airport Department to ensure reports are reviewed and approved before submission.

Finding Text

Finding 2025-003: Reporting Compliance Federal Agency: U.S. Department of Transportation Passthrough Entity: Illinois Department of Transportation Assistance Listing Number and Federal Program: 20.106 – Airport Improvement Program Condition: During our compliance procedures, we noted that the City did not complete and submit in the proper time period the necessary annual reports to the granting agency outlined in the Compliance Requirements shown in Uniform Guidance (2 CFR Part 200) for the Airport Improvement Program. Criteria: A good system of internal controls should be put in place to reduce any risk of noncompliance with the outlined grant requirements. Specifically, reports should be completed and reviewed on time prior to submission and should be reconciled against the City’s grant ledger activity. Cause: The City’s personnel are not properly following the policies and procedures required by the granting agency and included in the Uniform Guidance (2 CFR Part 200). Effect: Without proper completion, review, and approval, the City is at risk of losing grant funding as a result of the necessary reports not being completed and submitted in a timely fashion. Recommendation: We recommend that the City Comptroller’s Office works with the Airport Department and Airport Director to review and approve the necessary Airport Improvement Program reports prior to their submission. Corrective Action Plan: The City Comptroller should meet with the Airport Director regularly to discuss the necessary reports required to be submitted in order to stay in compliance with the federal funding agency’s grant requirements. Prior to submission, the reports should be reviewed by the City Comptroller and submitted and filed by the Airport Director

Corrective Action Plan

Finding 2025–003: Reporting Compliance Federal Agency: U.S. Department of Transportation Passthrough Entity: Illinois Department of Transportation Assistance Listing Number and Federal Program: 20.106 – Airport Improvement Program Condition: During our compliance procedures, we noted that the City did not complete, and submit in the proper time period, the necessary annual reports to the granting agency outlined in the Compliance Requirements shown in Uniform Guidance (2 CFR Part 200) for the Airport Improvement Program. Plan: The City Comptroller will meet with the Airport Director regularly to discuss the necessary reports required to be submitted to stay in compliance with the federal funding agency’s grant requirements. Prior to submission, the City Comptroller will review the reports with the Airport Director and then the necessary reports should be submitted on time and contain all the necessary information as outlined in the granting agency’s compliance requirements. Anticipated Date of Completion: Fiscal Year Ending April 30, 2026 Name of Contact Person: Sheri Ray, Comptroller Management Response: Management acknowledges this finding and will work to correct it by the anticipated date of completion outlined above.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1181698 2025-001
    Material Weakness Repeat
  • 1181699 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.70M
20.509 FORMULA GRANTS FOR RURAL AREAS AND TRIBAL TRANSIT PROGRAM $657,635
20.106 AIRPORT IMPROVEMENT PROGRAM $394,195
20.505 METROPOLITAN TRANSPORTATION PLANNING AND STATE AND NON-METROPOLITAN PLANNING AND RESEARCH $119,990
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $76,623
16.710 PUBLIC SAFETY PARTNERSHIP AND COMMUNITY POLICING GRANTS $41,787
16.607 BULLETPROOF VEST PARTNERSHIP PROGRAM $8,152
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $7,655
97.067 HOMELAND SECURITY GRANT PROGRAM $3,380
16.922 EQUITABLE SHARING PROGRAM $1,193