Finding 1181693 (2025-005)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-03-20
Audit: 392940
Organization: Educational Service Unit No. 2 (NE)
Auditor: FORWARD CPA LLC

AI Summary

  • Core Issue: Indirect costs were not claimed for ALN 84.299 in April 2025, and there were inconsistencies in calculations for ALN 84.184, leading to significant under-recovery of funds.
  • Impacted Requirements: Uniform Guidance mandates that recipients must consistently identify and claim allowable indirect costs using an approved rate.
  • Recommended Follow-Up: Implement procedures to ensure accurate calculation and submission of indirect costs with each reimbursement request, aligning with federal requirements.

Finding Text

2025-005: INDIRECT COSTS NOT CLAIMED Program: 84.299 Indian Education – Special Programs for Indian Children 84.184 School Safety National Activities Criteria: Uniform Guidance allows recipients to recover indirect costs using an approved indirect cost rate. Proper grant administration requires that allowable costs be identified and claimed consistently. Condition: For ALN 84.299 – Indian Education – Special Programs for Indian Children, indirect costs were not submitted for reimbursement for April 2025. Direct costs submitted for that month totaled $401,824. Applying the approved indirect cost rate of 13.41%, allowable indirect costs for the month would have been approximately $53,885. In addition, for ALN 84.184 – School Safety National Activities, we identied multiple differences in indirect cost calculations and submissions during the year. Applying the approved indirect cost rate of 13.41%, allowable indirect costs for the period would have been approximately $463,131. Indirect costs claimed were $311,310, resulting in a difference of $151,821. Repeat Finding: No Questioned Costs: N/A Context: During testing of reimbursement requests for major programs, we reviewed the calculation of indirect costs applied to reported direct expenditures. We identified one month in which indirect costs were not claimed for ALN 84.299 and multiple instances during the year in which indirect costs were inconsistently calculated or omitted for ALN 84.184. The identified amounts represent the difference between the allowable indirect costs based on the approved rate and the amounts actually claimed. Cause: Procedures were not in place to ensure indirect costs were calculated and submitted for reimbursement each reporting period. Potential Effect: Failure to claim allowable indirect costs results in under recovery of federal funds and indicates weaknesses in grant monitoring and reporting processes. Recommendation: We recommend that the ESU implement procedures to ensure indirect costs are calculated and included with each reimbursement request in accordance with the approved indirect cost rate and applicable federal requirements. Response: Management will review grant reporting procedures and evaluate potential process refinements related to the calculation and inclusion of indirect costs with reimbursement requests, consistent with the approved indirect cost rate where applicable. The previous approach reflected a conservative decision with respect to indirect cost recovery.

Corrective Action Plan

Management will review grant reporting procedures and evaluate potential process refinements related to the calculation and inclusion of indirect costs with reimbursement requests, consistent with the approved indirect cost rate where applicable. The previous approach reflected a conservative decision with respect to indirect cost recovery.

Categories

Subrecipient Monitoring Allowable Costs / Cost Principles Cash Management Reporting

Other Findings in this Audit

  • 1181683 2025-004
    Material Weakness Repeat
  • 1181684 2025-005
    Material Weakness Repeat
  • 1181685 2025-006
    Material Weakness Repeat
  • 1181686 2025-004
    Material Weakness Repeat
  • 1181687 2025-005
    Material Weakness Repeat
  • 1181688 2025-006
    Material Weakness Repeat
  • 1181689 2025-004
    Material Weakness Repeat
  • 1181690 2025-005
    Material Weakness Repeat
  • 1181691 2025-006
    Material Weakness Repeat
  • 1181692 2025-004
    Material Weakness Repeat
  • 1181694 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.184 SCHOOL SAFELY NATIONAL ACTIVITIES $3.47M
84.206 JAVITS GIFTED AND TALENTED STUDENTS EDUCATION $951,918
84.299 INDIAN EDUCATION -- SPECIAL PROGRAMS FOR INDIAN CHILDREN $944,661
93.327 DEMONSTRATION GRANTS FOR DOMESTIC VICTIMS OF HUMAN TRAFFICKING $571,044
84.411 EDUCATION INNOVATION AND RESEARCH (FORMERLY INVESTING IN INNOVATION (I3) FUND) $524,762
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $177,197
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $158,053
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $100,854
84.027 SPECIAL EDUCATION GRANTS TO STATES $91,543
84.425 EDUCATION STABILIZATION FUND $85,000
93.778 MEDICAL ASSISTANCE PROGRAM $25,235
84.181 SPECIAL EDUCATION-GRANTS FOR INFANTS AND FAMILIES $20,204
10.555 NATIONAL SCHOOL LUNCH PROGRAM $18,415
84.126 REHABILITATION SERVICES VOCATIONAL REHABILITATION GRANTS TO STATES $10,836
10.553 SCHOOL BREAKFAST PROGRAM $6,208