Finding 1181692 (2025-004)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-03-20
Audit: 392940
Organization: Educational Service Unit No. 2 (NE)
Auditor: FORWARD CPA LLC

AI Summary

  • Core Issue: Duplicate costs were charged to multiple federal grants, violating Uniform Guidance requirements.
  • Impacted Requirements: Costs must be allowable and not charged to more than one federal program; this finding affects grants 84.299 and 84.184.
  • Recommended Follow-Up: Strengthen tracking and review procedures to prevent duplicate charges, and improve coordination across grant reporting processes.

Finding Text

2025-004: DUPLICATE COSTS CHARGED TO MULTIPLE FEDERAL GRANTS Program: 84.299 Indian Education – Special Programs for Indian Children 84.184 School Safety National Activities Criteria: Uniform Guidance requires that costs charged to federal awards be allowable, allocable, and not charged to more than one federal program. Condition: During testing of grant expenditures, we identified instances where duplicate costs were submitted for reimbursement through multiple federal grants. Repeat Finding: No Questioned Costs: Questioned costs totaling $8,535 were identified. Of this amount: $3,169 related to ALN 84.299 – Indian Education – Special Programs for Indian Children $5,366 related to ALN 84.184 – School Safety National Activities Context: During our testing of grant expenditures, we selected a sample of transactions charged to major programs. In our sample, we identified duplicate costs totaling $8,535 that had been recorded twice in the accounting system and subsequently submitted for reimbursement under federal awards. The duplicate entries were not identified during the bank reconciliation process and were therefore included in reimbursement requests submitted to the grantor agencies. Cause: The ESU does not have sufficient controls in place to ensure that expenditures are tracked and reviewed across grants to prevent duplicate reimbursement. Potential Effect: Duplicate charging of costs results in noncompliance with federal requirements and may lead to questioned costs, repayment of federal funds, and increased scrutiny by grantor agencies. Recommendation: We recommend that the ESU strengthen procedures over grant expenditure tracking and review to ensure costs are charged to only one federal program. This should include implementing controls to identify duplicate charges prior to submission and improving coordination across grant reporting processes. Response: Management will review current grant tracking and reimbursement procedures and pursue improvements, as appropriate, to strengthen coordination across grant programs. Opportunities to enhance review processes prior to submission will also be considered to help minimize duplicate charges and support compliance with federal requirements.

Corrective Action Plan

Management will review current grant tracking and reimbursement procedures and pursue improvements, as appropriate, to strengthen coordination across grant programs. Opportunities to enhance review processes prior to submission will also be considered to help minimize duplicate charges and support compliance with federal requirements.

Categories

Allowable Costs / Cost Principles Cash Management Reporting

Other Findings in this Audit

  • 1181683 2025-004
    Material Weakness Repeat
  • 1181684 2025-005
    Material Weakness Repeat
  • 1181685 2025-006
    Material Weakness Repeat
  • 1181686 2025-004
    Material Weakness Repeat
  • 1181687 2025-005
    Material Weakness Repeat
  • 1181688 2025-006
    Material Weakness Repeat
  • 1181689 2025-004
    Material Weakness Repeat
  • 1181690 2025-005
    Material Weakness Repeat
  • 1181691 2025-006
    Material Weakness Repeat
  • 1181693 2025-005
    Material Weakness Repeat
  • 1181694 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.184 SCHOOL SAFELY NATIONAL ACTIVITIES $3.47M
84.206 JAVITS GIFTED AND TALENTED STUDENTS EDUCATION $951,918
84.299 INDIAN EDUCATION -- SPECIAL PROGRAMS FOR INDIAN CHILDREN $944,661
93.327 DEMONSTRATION GRANTS FOR DOMESTIC VICTIMS OF HUMAN TRAFFICKING $571,044
84.411 EDUCATION INNOVATION AND RESEARCH (FORMERLY INVESTING IN INNOVATION (I3) FUND) $524,762
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $177,197
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $158,053
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $100,854
84.027 SPECIAL EDUCATION GRANTS TO STATES $91,543
84.425 EDUCATION STABILIZATION FUND $85,000
93.778 MEDICAL ASSISTANCE PROGRAM $25,235
84.181 SPECIAL EDUCATION-GRANTS FOR INFANTS AND FAMILIES $20,204
10.555 NATIONAL SCHOOL LUNCH PROGRAM $18,415
84.126 REHABILITATION SERVICES VOCATIONAL REHABILITATION GRANTS TO STATES $10,836
10.553 SCHOOL BREAKFAST PROGRAM $6,208