Finding 1179321 (2022-011)

Material Weakness Repeat Finding
Requirement
H
Questioned Costs
-
Year
2022
Accepted
2026-03-12

AI Summary

  • Core Issue: Costs totaling $182 were charged to a federal award without proper documentation or proof they occurred during the allowed time frame.
  • Impacted Requirements: Compliance with 2 CFR 200.77 and 2 CFR 200.309, which mandate that only allowable costs incurred during the award period can be charged.
  • Recommended Follow-Up: Management should enhance training for employees on the importance of verifying that costs are properly documented and charged within the correct period.

Finding Text

Federal Agency: U.S. Department of Health and Human Services Federal Program Title: Child Care Development Block Grant Assistance Listing Number: 93.575 Pass-Through Agency: State of Colorado, Department of Health and Human Services Pass-Through Numbers: N/A Award Period: March 1, 2022 – September 30, 2023 Type of Finding: • Material Weakness in Internal Control over Compliance • Other Matter Criteria or Specific Requirement: In accordance with 2 CFR 200.77 and 2 CFR 200.309, a non-federal entity may charge to a federal award only allowable costs incurred during the period of performance. Condition: During testing of a sample of 40 disbursements, we identified three instances of costs totaling a net amount of $182 that were charged to the federal award and management was not able to provide documentation to support the charges and that they were incurred during the period of performance. Questioned Costs: No questioned costs over $25,000. Context: These three instances were noting during testing of 40 disbursements. Cause: The control to ensure costs are supported and coded to federal awards within the period of performance – supervisor review – did not detect instances of time coded and charged to the project outside of the period of performance. Effect: The inefficacy of the control to ensure costs are supported and coded to federal awards within the period of performance – supervisor review – could result in charges to projects outside of their related period of performance. Repeat Finding: This is not a repeat finding. Recommendation: We recommend that management reinforce the importance of its control to ensure costs are charged to federal awards within the period of performance with employees through on-going training. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

Child Care and Development Block Grant– Assistance Listing No. 93.575 Recommendation: We recommend that management reinforce the importance of its control to ensure costs are charged to federal awards within the period of performance with employees through on-going training. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The YMCA has worked diligently to strengthen its accounting standards when it comes to Federal awards, including the centralization of reporting through its YESS shared services accounting systems and procedures. Operations personnel review the tenants of the grants up front in the process of executing each Federal grant. Name of the contact person responsible for corrective action: David Wyman Planned completion date for corrective action plan: Complete

Categories

Allowable Costs / Cost Principles Material Weakness Period of Performance Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1179320 2022-010
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.575 Child Care Operations Stabilization and Workforce Sustainability Grants $3.03M
84.287 21st Century Community Learning Centers (21st CCLC) $403,925
84.425 Education Stabilization Fund Under the Coronavirus Aid, Relief, and Economic Security Act $134,175