Finding 1176419 (2025-004)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-03-04

AI Summary

  • Core Issue: The Commission lacks adequate internal controls for managing claims on vacant units, leading to potential compliance issues.
  • Impacted Requirements: Compliance with HUD regulations regarding vacancy claims and accurate reporting in HUD-52670 forms and HAP registers.
  • Recommended Follow-Up: Implement processes to ensure accurate accounting for vacancies in all relevant documentation.

Finding Text

PBRA/MOD – Vacant Units Federal Agency: U.S. Department of Housing and Urban Development Federal Program Title: Section 8 Project-Based Cluster Assistance Listing Number: 14.195/14.857 Federal Award Identification Number and Year: MD004 (various funding increments active during period 7/1/24 - 6/30/25) Award Period: July 1, 2024 through June 30, 2025 Type of Finding: - Significant Deficiency in Internal Control over Compliance. - Other Matters Criteria: The PHA or owner must reduce claims for assistance on vacant units under certain circumstances. However, there are instances where special claims are allowed for vacancy losses, unpaid rent, and tenant damages on eligible units (24 CFR sections 880.611, 881.601, 882.411, 882.808(f), 883.701, 884.106, 886.109, and 886.309). Condition: During our testing, we noted the Authority did not have adequate internal controls designed to ensure that vacancies were appropriately accounted for in HUD-52670 forms, and that HAP activity in the HAP registers correctly reflected the vacancies. Questioned Costs: $ 352 Context: Testing of 8 files resulted in exceptions in 1 file: - 1 case in which the HAP activity recorded to the HAP registers did not match with the timespan of the tenant vacancy observed in separate documentation. Cause: The Commission does not have internal controls in place to ensure it is meeting program requirements over vacant units. Effect: The Commission is not in compliance with program requirements over vacant units. Repeat Finding: Not a repeat finding. Recommendation: The Commission should implement processes to ensure that vacancies are appropriately accounted for in the HUD-52670's, within HAP registers, and other relevant records. View of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

PBRA/MOD Vacant Units Recommendation: The Commission should implement processes to ensure that vacancies are appropriately accounted for in the HUD-52670's, within HAP registers, and within other relevant records. Explanation of disagreement with audit finding: There is no disagreement with the audit findings. Action taken in response to finding: HOC's third-party management agent, Pratum Companies site staff will retrain staff on the move-out / deposit accounting process and the required month end closeout process no later than February 28, 2026. Regional Managers will review and confirm completion of end-of-month checklists to verify that all required monthly tasks have been performed, thereby reducing the risk of this exception occurring in the future. Name(s} of the contact person(s} responsible for corrective action: Shannon Bodnar, Senior Vice President of Compliance, Pratum Darcel Cox, Vice President of Compliance, HOC Planned completion date for corrective action plan: Pratum immediately corrected this discrepancy and will implement the remaining corrections by February 28, 2026.

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1176411 2025-001
    Material Weakness Repeat
  • 1176412 2025-001
    Material Weakness Repeat
  • 1176413 2025-001
    Material Weakness Repeat
  • 1176414 2025-002
    Material Weakness Repeat
  • 1176415 2025-002
    Material Weakness Repeat
  • 1176416 2025-003
    Material Weakness Repeat
  • 1176417 2025-003
    Material Weakness Repeat
  • 1176418 2025-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.188 HOUSING FINANCE AGENCIES (HFA) RISK SHARING $311.02M
14.267 CONTINUUM OF CARE PROGRAM $4.97M
14.195 PROJECT-BASED RENTAL ASSISTANCE (PBRA) $3.37M
14.879 MAINSTREAM VOUCHERS $2.33M
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $1.98M
93.086 HEALTHY MARRIAGE PROMOTION AND RESPONSIBLE FATHERHOOD GRANTS $719,073
14.896 FAMILY SELF-SUFFICIENCY PROGRAM $604,446
14.856 LOWER INCOME HOUSING ASSISTANCE PROGRAM SECTION 8 MODERATE REHABILITATION $526,862
14.269 HURRICANE SANDY COMMUNITY DEVELOPMENT BLOCK GRANT DISASTER RECOVERY GRANTS (CDBG-DR) $261,312
93.045 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES $50,214