Finding 1176328 (2025-002)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-03-03

AI Summary

  • Core Issue: Internal controls for reviewing the final grant packet were ineffective, leading to the inclusion of unallowable costs in the drawdown process.
  • Impacted Requirements: Compliance with 2 CFR 200.303, which mandates effective internal controls over federal awards.
  • Recommended Follow-Up: Implement a documented review process to ensure accurate reporting of eligible expenses and exclude ineligible costs before final drawdown submissions.

Finding Text

Assistance Listing Number, Federal Agency, and Program Name ALN 20.106, U.S. Department of Transportation Federal Aviation Administration (FAA), Airport Improvement Program (AIP) Federal Award Identification Number and Year 3 48 0064 161 2025 Pass through Entity N/A Finding Type Significant deficiency Repeat Finding No Criteria The Code of Federal Regulations, specifically 2 CFR 200.303, requires grant recipients establish, document, and maintain effective internal control over the federal award that provides reasonable assurance that the recipient or subrecipient is managing the federal award in compliance with federal statutes, regulations, and the terms and conditions of the federal award. Condition The controls in place to review the final grant packet, including the grant drawdown template and the drawdown invoice detail, prior to final processing of the drawdown were not operating as designed. Questioned Costs $21,452 If Questioned Costs Are Not Determinable, Description of Why Known Questioned Costs Were Undetermined or Otherwise Could Not Be Reported N/A Identification of How Questioned Costs Were Computed The questioned costs represent the total of all nonconforming costs reduced by the Airport's 25 percent match that were charged to the grant. Context Although the two invoice packets properly identified the $28,603 of non conforming costs out of $25,412,561 incurred, the grant drawdown template that was prepared did not exclude these ineligible costs and the review of the grant drawdown template did not identify the error prior to final processing of the drawdown. Cause and Effect The ineffective control to ensure accuracy of the grant drawdown template prior to final processing of the drawdown resulted in unallowable costs. Recommendation We recommend the Airport ensure internal controls are in place to ensure accurate information is included in the final processing of the drawdown. Views of Responsible Officials and Planned Corrective Actions Treasury will work with PMM and DCC departments to out line a process to ensure accurate reporting of eligible expenses when invoices are re viewed for compliance with grant program requirements. The process will be documented and adhered to once agreed by all departments. A review process for the final drawdown submission will also be adopted to ensure costs that are identified as ineligible are appropriately excluded from the final submission.

Corrective Action Plan

Condition: The controls in place to review the final grant packet, including the grant draw-down template and the drawdown invoice detail, prior to final processing of the drawdown were not operating as designed. Planned Corrective Action: Treasury will work with PMM and DCC departments to out-line a process to ensure accurate reporting of eligible expenses when invoices are re-viewed for compliance with grant program requirements. The process will be documented and adhered to once agreed by all departments. A review process for the final drawdown submission will also be adopted to ensure costs that are identified as ineligible are appro-priately excluded from the final submission. Contact person responsible for corrective action: Sr. Grants Manager Anticipated Completion Date: 06/30/2026

Categories

Allowable Costs / Cost Principles Subrecipient Monitoring

Other Findings in this Audit

  • 1176310 2025-001
    Material Weakness Repeat
  • 1176311 2025-001
    Material Weakness Repeat
  • 1176312 2025-001
    Material Weakness Repeat
  • 1176313 2025-001
    Material Weakness Repeat
  • 1176314 2025-001
    Material Weakness Repeat
  • 1176315 2025-001
    Material Weakness Repeat
  • 1176316 2025-001
    Material Weakness Repeat
  • 1176317 2025-001
    Material Weakness Repeat
  • 1176318 2025-001
    Material Weakness Repeat
  • 1176319 2025-001
    Material Weakness Repeat
  • 1176320 2025-001
    Material Weakness Repeat
  • 1176321 2025-001
    Material Weakness Repeat
  • 1176322 2025-001
    Material Weakness Repeat
  • 1176323 2025-001
    Material Weakness Repeat
  • 1176324 2025-001
    Material Weakness Repeat
  • 1176325 2025-001
    Material Weakness Repeat
  • 1176326 2025-001
    Material Weakness Repeat
  • 1176327 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
20.106 AIRPORT IMPROVEMENT PROGRAM, INFRASTRUCTURE INVESTMENT AND JOBS ACT PROGRAMS, AND COVID-19 AIRPORTS PROGRAMS $42.97M
20.205 HIGHWAY PLANNING AND CONSTRUCTION $5.85M
16.710 PUBLIC SAFETY PARTNERSHIP AND COMMUNITY POLICING GRANTS $2.00M
16.922 EQUITABLE SHARING PROGRAM $921,737
97.137 STATE AND LOCAL CYBERSECURITY GRANT PROGRAM TRIBAL CYBERSECURITY GRANT PROGRAM $246,400
97.067 HOMELAND SECURITY GRANT PROGRAM $100,000