Finding 1175372 (2024-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2026-02-25

AI Summary

  • Core Issue: The Schedule of Expenditures of Federal Awards (SEFA) was not prepared correctly, leading to an understatement of federal awards.
  • Impacted Requirements: The SEFA must comply with Uniform Guidance (2 CFR Part 200) to accurately reflect federal expenditures.
  • Recommended Follow-Up: Implement staff training, establish a review process, and use checklists to ensure SEFA accuracy and completeness.

Finding Text

Understated SEFA (Material Weakness) Program Information: All programs Criteria: L. Reporting- The auditee must prepare a schedule of expenditures of Federal awards (the “SEFA”) for the period covered by the auditee’s financial statements which must include the total Federal awards expended as determined in accordance with 2 CFR 200.502 Basis for determining Federal awards expended. Condition: During our audit of the financial statements for the fiscal year ending December 31, 2024, we identified that the Schedule of Expenditures of Federal Awards (SEFA) was not prepared in accordance with the requirements set forth by the Uniform Guidance (2 CFR Part 200) and was incomplete. Cause: Insufficient internal control and administrative oversight. Effect or Potential Effect: As a result of the incorrect preparation, the SEFA did not accurately reflect the federal awards expended during the fiscal year. This could potentially lead to noncompliance with Federal requirements and affect the accuracy of the financial statements. Recommendation: We recommend that the entity implement the following corrective actions:  Provide training to the staff responsible for preparing the SEFA to ensure they understand the requirements of the Uniform Guidance.  Establish a review process to verify the accuracy and completeness of the SEFA before submission.  Utilize a checklist or other tools to ensure all required information is included in the SEFA. Views of Responsible Officials: Management agrees with the finding and the auditors’ recommendation. See Corrective Action Plan at the end of the report.

Corrective Action Plan

Understated SEFA (Material Weakness) Individuals Responsible for Corrective Action Plan: BGCA State Alliances Fiscal Team (Shelby Mahoney) Corrective Action: Management will enhance controls over the preparation and review of the Schedule of Expenditures of Federal Awards (SEFA) to ensure completeness and accuracy in accordance with Uniform Guidance (2 CFR Part 200). Corrective actions include: - Establishing a formal secondary review and approval process by management prior to submission to the auditors. - Maintaining detailed supporting schedules that reconcile the SEFA to the general ledger and grant documentation. Anticipated Completion Date: June 30, 2026

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1175368 2024-002
    Material Weakness Repeat
  • 1175369 2024-002
    Material Weakness Repeat
  • 1175370 2024-002
    Material Weakness Repeat
  • 1175371 2024-002
    Material Weakness Repeat
  • 1175373 2024-003
    Material Weakness Repeat
  • 1175374 2024-003
    Material Weakness Repeat
  • 1175375 2024-003
    Material Weakness Repeat
  • 1175376 2024-003
    Material Weakness Repeat
  • 1175377 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 EDUCATION STABILIZATION FUND $192,088
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $81,761