Finding 1174653 (2025-001)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-02-19

AI Summary

  • Core Issue: North Sweetwater Water and Sewer District lacks written policies for internal controls related to contractor verification of debarment and suspension.
  • Impacted Requirements: This finding violates Uniform Guidance policies, specifically 2 CFR Part 180, which mandates written procedures for SAM.gov checks.
  • Recommended Follow-Up: Establish and regularly review written internal control policies to ensure compliance with federal regulations regarding debarment and suspension.

Finding Text

Finding 2025-001: Written Policies – Internal Control Finding – Significant Deficiency Assisted Listing Number: 21.027 Coronavirus State and Local Fiscal Recovery Funds Criteria: Uniform Guidance policies require 2 CFR Part 180 states written policies and procedures related to internal controls be written regarding SAM.gov contractor verification of debarment and suspension. Condition: North Sweetwater Water and Sewer District does not have a written policy implementing Uniform Guidance contractual and internal control procedures. Cause and Effect: While detail testing, we found no unallowed costs or vendors who were debarred or suspended with SAM.gov. However, without lack of written internal control policies the North Sweetwater Water and Sewer District could enter into transactions with debarred or suspended vendors. Repeat Finding: Repeat finding of 2024-001. Recommendation: We recommend that the North Sweetwater Water and Sewer District establish and maintain written internal control policies to contain all Uniform Guidance regulations, relating to SAMS.gov debarment and suspension and other federal contractual requirements. It is recommended that these policies and internal controls be reviewed in alignment with the Federal Award contractual agreements on a regular basis. Response: Please see the last page of this report for the North Sweetwater Water and Sewer District’s response to this finding.

Corrective Action Plan

The North Sweetwater Water and Sewer District (NSWSD) Board will prepare and adopt written policies and procedures by July 2026, to ensure that all Uniform Guidance regulations, relating to SAM.gov debarment and suspension, are performed in accordance with federal regulations and reviewed on a regular basis.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1174654 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.66M
66.458 CLEAN WATER STATE REVOLVING FUND $638,235