Finding 1174289 (2023-008)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2026-02-19
Audit: 388041
Organization: County of Lassen (CA)

AI Summary

  • Core Issue: The County of Lassen failed to keep documentation proving compliance with its Quality Assurance Program for federal funds.
  • Impacted Requirements: This oversight violates OMB Compliance Supplement guidelines for the Highway Planning and Construction Program.
  • Recommended Follow-Up: The County should improve internal controls to ensure all quality assurance documentation is maintained and accessible for audits.

Finding Text

Criteria or specific requirement: Per Part 4 of the Office of Management and Budget (OMB) Compliance Supplement, recipients of federal funds under the Highway Planning and Construction Program must implement and document a Quality Assurance Program (QAP) to ensure that materials and workmanship conform to approved plans and specifications. Condition: The County of Lassen did not retain supporting documentation demonstrating that its Quality Assurance Program was followed during the fiscal year ended June 30, 2023. Questioned costs: None Context: For the three projects selected, the County was unable to provide documentation showing that the QAP was followed. Cause: The County lacked adequate procedures to ensure that documentation related to quality assurance activities was consistently maintained. Effect: Without proper documentation, the County cannot demonstrate compliance with federal requirements, which may impact the allowability of costs charged to the program and the integrity of federally funded construction projects. Repeat Finding: This is not a repeat finding. Recommendation: We recommend that the County of Lassen strengthen its internal controls to ensure that all required documentation supporting the implementation of its Quality Assurance Program is retained and readily available for audit purposes. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Highway Planning and Construction – Assistance Listing No. 20.205 Recommendation: We recommend that the County of Lassen strengthen its internal controls to ensure that all required documentation supporting the implementation of its Quality Assurance Program is retained and readily available for audit purposes. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: We were unaware the auditor’s office needed documentation for the quality assurance program. We have notified public works to forward us the information. Name(s) of the contact person(s) responsible for corrective action: Pete Heimbigner Planned completion date for corrective action plan: September 18, 2025

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1174278 2023-007
    Material Weakness Repeat
  • 1174279 2023-008
    Material Weakness Repeat
  • 1174280 2023-009
    Material Weakness Repeat
  • 1174281 2023-010
    Material Weakness Repeat
  • 1174282 2023-008
    Material Weakness Repeat
  • 1174283 2023-008
    Material Weakness Repeat
  • 1174284 2023-008
    Material Weakness Repeat
  • 1174285 2023-008
    Material Weakness Repeat
  • 1174286 2023-008
    Material Weakness Repeat
  • 1174287 2023-008
    Material Weakness Repeat
  • 1174288 2023-008
    Material Weakness Repeat
  • 1174290 2023-007
    Material Weakness Repeat
  • 1174291 2023-007
    Material Weakness Repeat
  • 1174292 2023-007
    Material Weakness Repeat
  • 1174293 2023-007
    Material Weakness Repeat
  • 1174294 2023-007
    Material Weakness Repeat
  • 1174295 2023-007
    Material Weakness Repeat
  • 1174296 2023-007
    Material Weakness Repeat
  • 1174297 2023-007
    Material Weakness Repeat
  • 1174298 2023-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
15.226 Payments in Lieu of Taxes $4.36M
21.027 COVID-19 Coronavirus State and Local Fiscal Recovery Fund $2.18M
93.558 Temporary Assistance for Needy Families $1.74M
10.665 Schools and Roads - Grants to Counties (Title I) $765,755
93.563 Child Support Enforcement $715,708
93.658 Foster Care - Title IV-E $679,111
10.561 CalFresh Administration $590,711
93.778 Medical Assistance Program $476,000
93.959 Block Grants for Prevention and Treatment of Substance Abuse (SAPT) $401,519
97.042 Emergency Management Performance Grant (OES) FEMA 4308-CR-CA $291,265
97.067 FY20 Homeland Security 2014-00093 $262,532
16.575 Child Advocacy Center $207,406
16.807 Lassen County Victim Witness $184,860
93.994 Maternal and Child Health Services Block Grant to the States (Maternal Child & Adolescent) $174,241
93.391 California Equitable Recovery Initiative $109,342
16.738 Edward Byrne Memorial Justice Assistance Grant Program $90,884
93.889 Hospital Preparedness Program (Hospital Preparedness Prog-HPP) $61,411
93.667 Social Services Block Grant (CWS Title XX) $46,676
10.666 Schools and Roads - Grants to Counties (Title III) $45,346
15.225 Recreation Resource Management (Trail Coordinator) $44,999
93.283 Pandemic Influenza (Pan Flu) $42,441
93.674 Chafee Foster Care Independence Program (ILP) $42,432
93.767 California Children's Services $39,790
20.205 Highway Planning and Construction $31,294
93.645 Child Welfare Services - State Grants $21,976
93.197 Childhood Lead Poisoning $18,098
93.556 Promoting Safe and Stable Families $15,998
15.434 Geothermal Resources $14,213
14.231 Emergency Solutions Grant Program $13,967
93.268 Immunization Assistance Program $11,806
93.994 Maternal and Child Health Services Block Grant to the States (Child Health & Disability Program) $9,825
15.227 DISTRIBUTION OF RECEIPTS TO STATE AND LOCAL GOVERNMENTS $7,789
93.747 COVID-19 APS ARPA $4,556
93.994 Maternal and Child Health Services Block Grant to the States (Foster Care) $4,456
93.940 HIV testing/Surveillance $2,318
93.659 Adoption Assistance $2,261
10.561 COVID-19 CalFresh ARPA $320