Finding 1174281 (2023-010)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2026-02-19
Audit: 388041
Organization: County of Lassen (CA)

AI Summary

  • Core Issue: The County of Lassen overstated its CSLFRF expenditures by $1 million in the P&E Report, reporting $5.9 million instead of the actual $4.9 million.
  • Impacted Requirements: This discrepancy violates the U.S. Department of the Treasury’s requirement for accurate reporting of cumulative expenditures.
  • Recommended Follow-Up: The County should enhance review procedures to ensure accurate reporting, including reconciling reported amounts with actual expenditures before submission.

Finding Text

Criteria or specific requirement: Per the U.S. Department of the Treasury’s CSLFRF Compliance and Reporting Guidance, recipients are required to accurately report cumulative expenditures in the SLFRF Project and Expenditure (P&E) Report. Condition: The County of Lassen reported cumulative CSLFRF expenditures of $5.9 million in its SLFRF Compliance P&E Report for the period ended March 2023. However, only $4.9 million had actually been expended as of June 30, 2023. Questioned costs: None Context: The County reported $2,760,000 in expenditures related to the program on its Schedule of Expenditures of Federal Awards (SEFA) for the year ended June 30, 2022, and $2,178,448 for the year ended June 30, 2023, for a total of $4,938,448 in cumulative expenditures. The P&E report submitted for the period ended March 2023 indicated that $5,938,447. Cause: The County had transferred funds of $1 million related to a project from the Coronavirus Relief Fund to the General Fund, but as of June 30, 2023, no funds had been spent related to the project. Effect: Cumulative expenditures in the County's P&E report for the period ended March 2023, were overstated by $1 million. Incorrect federal reporting may impact program oversight and compliance assessments. Repeat Finding: This is not a repeat finding. Recommendation: The County should implement enhanced review procedures to ensure accurate and timely reporting of CSLFRF expenditures. This includes reconciling reported amounts with actual expenditures recorded in the financial system prior to submission. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Coronavirus State and Local Fiscal Recovery Funds (CSLFRF) – Assistance Listing No. 21.027 Recommendation: The County should implement enhanced review procedures to ensure accurate and timely reporting of CSLFRF expenditures. This includes reconciling reported amounts with actual expenditures recorded in the financial system prior to submission. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: At this time, all funds have been spent however, our new financial system will help track future expenditures. Name(s) of the contact person(s) responsible for corrective action: Stephanie Hranac Planned completion date for corrective action plan: July 1, 2024

Categories

Reporting

Other Findings in this Audit

  • 1174278 2023-007
    Material Weakness Repeat
  • 1174279 2023-008
    Material Weakness Repeat
  • 1174280 2023-009
    Material Weakness Repeat
  • 1174282 2023-008
    Material Weakness Repeat
  • 1174283 2023-008
    Material Weakness Repeat
  • 1174284 2023-008
    Material Weakness Repeat
  • 1174285 2023-008
    Material Weakness Repeat
  • 1174286 2023-008
    Material Weakness Repeat
  • 1174287 2023-008
    Material Weakness Repeat
  • 1174288 2023-008
    Material Weakness Repeat
  • 1174289 2023-008
    Material Weakness Repeat
  • 1174290 2023-007
    Material Weakness Repeat
  • 1174291 2023-007
    Material Weakness Repeat
  • 1174292 2023-007
    Material Weakness Repeat
  • 1174293 2023-007
    Material Weakness Repeat
  • 1174294 2023-007
    Material Weakness Repeat
  • 1174295 2023-007
    Material Weakness Repeat
  • 1174296 2023-007
    Material Weakness Repeat
  • 1174297 2023-007
    Material Weakness Repeat
  • 1174298 2023-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
15.226 Payments in Lieu of Taxes $4.36M
21.027 COVID-19 Coronavirus State and Local Fiscal Recovery Fund $2.18M
93.558 Temporary Assistance for Needy Families $1.74M
10.665 Schools and Roads - Grants to Counties (Title I) $765,755
93.563 Child Support Enforcement $715,708
93.658 Foster Care - Title IV-E $679,111
10.561 CalFresh Administration $590,711
93.778 Medical Assistance Program $476,000
93.959 Block Grants for Prevention and Treatment of Substance Abuse (SAPT) $401,519
97.042 Emergency Management Performance Grant (OES) FEMA 4308-CR-CA $291,265
97.067 FY20 Homeland Security 2014-00093 $262,532
16.575 Child Advocacy Center $207,406
16.807 Lassen County Victim Witness $184,860
93.994 Maternal and Child Health Services Block Grant to the States (Maternal Child & Adolescent) $174,241
93.391 California Equitable Recovery Initiative $109,342
16.738 Edward Byrne Memorial Justice Assistance Grant Program $90,884
93.889 Hospital Preparedness Program (Hospital Preparedness Prog-HPP) $61,411
93.667 Social Services Block Grant (CWS Title XX) $46,676
10.666 Schools and Roads - Grants to Counties (Title III) $45,346
15.225 Recreation Resource Management (Trail Coordinator) $44,999
93.283 Pandemic Influenza (Pan Flu) $42,441
93.674 Chafee Foster Care Independence Program (ILP) $42,432
93.767 California Children's Services $39,790
20.205 Highway Planning and Construction $31,294
93.645 Child Welfare Services - State Grants $21,976
93.197 Childhood Lead Poisoning $18,098
93.556 Promoting Safe and Stable Families $15,998
15.434 Geothermal Resources $14,213
14.231 Emergency Solutions Grant Program $13,967
93.268 Immunization Assistance Program $11,806
93.994 Maternal and Child Health Services Block Grant to the States (Child Health & Disability Program) $9,825
15.227 DISTRIBUTION OF RECEIPTS TO STATE AND LOCAL GOVERNMENTS $7,789
93.747 COVID-19 APS ARPA $4,556
93.994 Maternal and Child Health Services Block Grant to the States (Foster Care) $4,456
93.940 HIV testing/Surveillance $2,318
93.659 Adoption Assistance $2,261
10.561 COVID-19 CalFresh ARPA $320