Finding 1173940 (2023-008)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
-
Year
2023
Accepted
2026-02-17
Audit: 387535
Organization: National Indian Health Board (DC)
Auditor: SIKICH CPA LLC

AI Summary

  • Core Issue: The Organization lacks a written cost allocation plan, leading to insufficient documentation on how costs are allocated across different programs.
  • Impacted Requirements: This situation violates 2 CFR part 230, which outlines cost principles for grants and contracts, potentially resulting in inequitable cost charges.
  • Recommended Follow-Up: Implement a written cost allocation plan to ensure proper cost identification and compliance with federal guidelines.

Finding Text

Missing Written Cost Allocation Plan and Lack of Documentation Around Allocation Methodology and Lookback on Budget to Actual Analysis 93.011 National Organizations for State and Local Officials 93.318 Protecting and Improving Health Globally: Building and Strengthening Public Health Impact, Systems, Capacity and Security 93.341 Analyses, Research and Studies to Address the Impact of CMS Programs on American Indian/Alaska Native (AI/AN) Beneficiaries and the Health Care System Serving these Beneficiaries 93.421 Strengthening Public Health Systems and Services Criteria: In accordance with the requirements in 2 CFR part 230 establishes cost principles for determining costs of grants, contracts, and other agreements with non profit organizations. The principles are designed to provide that the Federal Government bear its fair share of costs except where restricted or prohibited by law. Administrative expenses are described as: “The expenses under this category are those that have been incurred for the overall general executive, and administration of the organization and other expenses of a general nature that do not relate solely to any major function of the organization." Condition: The Organization does not have a cost allocation plan in place. Due to this, there is a lack of documentation around allocation methodology and lookback on budget to actual analysis. We consider this to be a material weakness in internal controls over compliance with Allowable Costs/Cost Principles and is not considered a repeated finding. Questioned costs: None Effect: As a result, the Organization does not have a written cost allocation plan to follow and administrative costs may not be sufficiently identified. As the Organization has more than one funding source, costs may be inequitably charged to programs. Cause: Although the Organization appears to be allocating costs, they still need to have written cost allocation plan created to make sure the plan is being followed and costs charged appropriately to programs. Recommendation: Auditors recommend the Organization review their system in place for cost allocation and implement a written cost allocation plan to ensure costs are charged appropriately to programs. Views of Responsible Officials and Planned Corrective Actions: Management agrees with this Single Audit Finding and response is included in the Corrective Action Plan.

Corrective Action Plan

In response to the noted deficiencies regarding cost allocation, the Organization developed a Written Cost Allocation plan using allocation rates approved by the funding agency as well as implementing required Lookback-on-Budget-to-Actual analysis as part of month-end close out procedures. This will ensure internal controls are in complaince with allowable cost principles.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1173851 2023-005
    Material Weakness Repeat
  • 1173852 2023-006
    Material Weakness Repeat
  • 1173853 2023-007
    Material Weakness Repeat
  • 1173854 2023-008
    Material Weakness Repeat
  • 1173855 2023-004
    Material Weakness Repeat
  • 1173856 2023-005
    Material Weakness Repeat
  • 1173857 2023-006
    Material Weakness Repeat
  • 1173858 2023-007
    Material Weakness Repeat
  • 1173859 2023-008
    Material Weakness Repeat
  • 1173860 2023-004
    Material Weakness Repeat
  • 1173861 2023-005
    Material Weakness Repeat
  • 1173862 2023-006
    Material Weakness Repeat
  • 1173863 2023-007
    Material Weakness Repeat
  • 1173864 2023-008
    Material Weakness Repeat
  • 1173865 2023-004
    Material Weakness Repeat
  • 1173866 2023-005
    Material Weakness Repeat
  • 1173867 2023-006
    Material Weakness Repeat
  • 1173868 2023-007
    Material Weakness Repeat
  • 1173869 2023-008
    Material Weakness Repeat
  • 1173870 2023-004
    Material Weakness Repeat
  • 1173871 2023-005
    Material Weakness Repeat
  • 1173872 2023-006
    Material Weakness Repeat
  • 1173873 2023-007
    Material Weakness Repeat
  • 1173874 2023-008
    Material Weakness Repeat
  • 1173875 2023-004
    Material Weakness Repeat
  • 1173876 2023-005
    Material Weakness Repeat
  • 1173877 2023-006
    Material Weakness Repeat
  • 1173878 2023-007
    Material Weakness Repeat
  • 1173879 2023-008
    Material Weakness Repeat
  • 1173880 2023-004
    Material Weakness Repeat
  • 1173881 2023-005
    Material Weakness Repeat
  • 1173882 2023-006
    Material Weakness Repeat
  • 1173883 2023-007
    Material Weakness Repeat
  • 1173884 2023-008
    Material Weakness Repeat
  • 1173885 2023-004
    Material Weakness Repeat
  • 1173886 2023-005
    Material Weakness Repeat
  • 1173887 2023-006
    Material Weakness Repeat
  • 1173888 2023-007
    Material Weakness Repeat
  • 1173889 2023-008
    Material Weakness Repeat
  • 1173890 2023-004
    Material Weakness Repeat
  • 1173891 2023-005
    Material Weakness Repeat
  • 1173892 2023-006
    Material Weakness Repeat
  • 1173893 2023-007
    Material Weakness Repeat
  • 1173894 2023-008
    Material Weakness Repeat
  • 1173895 2023-004
    Material Weakness Repeat
  • 1173896 2023-005
    Material Weakness Repeat
  • 1173897 2023-006
    Material Weakness Repeat
  • 1173898 2023-007
    Material Weakness Repeat
  • 1173899 2023-008
    Material Weakness Repeat
  • 1173900 2023-004
    Material Weakness Repeat
  • 1173901 2023-005
    Material Weakness Repeat
  • 1173902 2023-006
    Material Weakness Repeat
  • 1173903 2023-007
    Material Weakness Repeat
  • 1173904 2023-008
    Material Weakness Repeat
  • 1173905 2023-004
    Material Weakness Repeat
  • 1173906 2023-005
    Material Weakness Repeat
  • 1173907 2023-006
    Material Weakness Repeat
  • 1173908 2023-007
    Material Weakness Repeat
  • 1173909 2023-008
    Material Weakness Repeat
  • 1173910 2023-004
    Material Weakness Repeat
  • 1173911 2023-005
    Material Weakness Repeat
  • 1173912 2023-006
    Material Weakness Repeat
  • 1173913 2023-007
    Material Weakness Repeat
  • 1173914 2023-008
    Material Weakness Repeat
  • 1173915 2023-004
    Material Weakness Repeat
  • 1173916 2023-005
    Material Weakness Repeat
  • 1173917 2023-006
    Material Weakness Repeat
  • 1173918 2023-007
    Material Weakness Repeat
  • 1173919 2023-008
    Material Weakness Repeat
  • 1173920 2023-005
    Material Weakness Repeat
  • 1173921 2023-006
    Material Weakness Repeat
  • 1173922 2023-008
    Material Weakness Repeat
  • 1173923 2023-005
    Material Weakness Repeat
  • 1173924 2023-006
    Material Weakness Repeat
  • 1173925 2023-008
    Material Weakness Repeat
  • 1173926 2023-004
    Material Weakness Repeat
  • 1173927 2023-005
    Material Weakness Repeat
  • 1173928 2023-006
    Material Weakness Repeat
  • 1173929 2023-007
    Material Weakness Repeat
  • 1173930 2023-008
    Material Weakness Repeat
  • 1173931 2023-004
    Material Weakness Repeat
  • 1173932 2023-005
    Material Weakness Repeat
  • 1173933 2023-006
    Material Weakness Repeat
  • 1173934 2023-007
    Material Weakness Repeat
  • 1173935 2023-008
    Material Weakness Repeat
  • 1173936 2023-004
    Material Weakness Repeat
  • 1173937 2023-005
    Material Weakness Repeat
  • 1173938 2023-006
    Material Weakness Repeat
  • 1173939 2023-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.341 ANALYSES, RESEARCH AND STUDIES TO ADDRESS THE IMPACT OF CMS’ PROGRAMS ON AMERICAN INDIAN/ALASKA NATIVE (AI/AN) BENEFICIARIES AND THE HEALTH CARE SYSTEM SERVING THESE BENEFICIARIES $804,408
93.011 NATIONAL ORGANIZATIONS FOR STATE AND LOCAL OFFICIALS $498,838
66.309 SURVEYS, STUDIES, INVESTIGATIONS, TRAINING AND SPECIAL PURPOSE ACTIVITIES RELATING TO ENVIRONMENTAL JUSTICE $467,089
93.421 STRENGTHENING PUBLIC HEALTH SYSTEMS AND SERVICES THROUGH NATIONAL PARTNERSHIPS TO IMPROVE AND PROTECT THE NATION’S HEALTH $101,462
93.318 PROTECTING AND IMPROVING HEALTH GLOBALLY: BUILDING AND STRENGTHENING PUBLIC HEALTH IMPACT, SYSTEMS, CAPACITY AND SECURITY $100,994
93.933 DEMONSTRATION PROJECTS FOR INDIAN HEALTH $83,041