Finding 1171932 (2024-005)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2026-02-02

AI Summary

  • Core Issue: Unallowable costs, like utilities and telecommunications, were charged to a federal program without prior budget modification approval.
  • Impacted Requirements: This violates Uniform Guidance, which mandates that all costs must be allowable and align with the approved budget.
  • Recommended Follow-Up: Management should strengthen controls by implementing documented review procedures to ensure compliance before submitting reimbursement requests.

Finding Text

Criteria Uniform Guidance requires that costs charged to federal awards be allowable, allocable, and in accordance with the terms and conditions of the award, including approved budgets and budget modification requirements. Condition and Context During the year ended December 31, 2024, certain unallowable costs, including utilities and telecommunications expenses, were charged to a federal program prior to obtaining approval for a budget modification. Management identified and corrected the costs prior to year-end during a review of program expenditures conducted after a change in executive leadership. The unallowable amounts were withheld from a subsequent reimbursement request after corrected information was submitted. Cause The Organization’s controls over review and approval were not sufficient to ensure that costs charged to the federal program were allowable and consistent with the approved budget prior to submission for reimbursement. Effect Unallowable costs were initially charged to the federal program, causing noncompliance with federal award requirements. Questioned Costs None. Repeat Finding From Prior Year This is not a repeat finding. Recommendation Management should enhance controls over cost allowability by implementing documented preventive review procedures, including independent review of reimbursement submissions prior to submission, to ensure costs charged to federal programs are allowable and consistent with approved budgets. Views of Responsible Official Management agrees with the audit finding. A corrective action plan has been developed and is included to address the identified deficiency

Corrective Action Plan

Planned Corrective Action: SAVA Center experienced a change in leadership in September 2024. The new Executive Director discovered that several invoices had been submitted to VOCA for reimbursement for costs not approved in the grant budget. The new Executive Director worked with VOCA to submit corrected invoices and withhold the unallowable costs from a subsequent reimbursement request, and created a new grant management tracking system. This system includes an Excel workbook that tracks grant allocations, and grant spending for each individual budget, to ensure SAVA is in compliance. Name of Contact Person: Alison Jones-Lockwood, Executive Director Anticipated completion date: October 31, 2024

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1171927 2024-001
    Material Weakness Repeat
  • 1171928 2024-004
    Material Weakness Repeat
  • 1171929 2024-005
    Material Weakness Repeat
  • 1171930 2024-001
    Material Weakness Repeat
  • 1171931 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $205,401
93.497 FAMILY VIOLENCE PREVENTION AND SERVICES/ SEXUAL ASSAULT/RAPE CRISIS SERVICES AND SUPPORTS $49,556