Finding 1171326 (2023-003)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2023
Accepted
2026-01-30
Audit: 384599
Organization: Healing Action Network Inc (MO)
Auditor: UHY LLP

AI Summary

  • Core Issue: Missing lease extension agreements for 3 out of 31 Rent Assistance items raises concerns about compliance with documentation requirements.
  • Impacted Requirements: Costs must be allowable and supported by adequate documentation as per 2 CFR § 200.403.
  • Recommended Follow-Up: Management should track lease expirations, ensure extensions are obtained, implement a documentation checklist, provide staff training, and conduct periodic reviews.

Finding Text

Criteria: The Services and Transitional Housing for Trafficking Victims program requires that costs charged to the Federal award shall be allowable and supportable in accordance with 2 CFR § 200.403. Adequate source documentation must be retained to support reimbursed costs. Condition: During the audit, it was noted that while the original lease agreements were obtained and retained, lease extension agreement was neither obtained nor retained to support the expenses for 3 of the 31 Rent Assistance items selected for testing. Cause: The condition occurred because management did not obtain or retain an extension to the original lease agreement to cover the month in which assistance was provided. This gap indicates a lapse in the organization’s document retention requirements, which resulted in the lease not aligning with the period of expenditure. Questioned Cost: $-0- Effect: As a result of the lease not covering the month for which assistance was provided, there is a risk that the related expenditure may be considered unsupported. This could lead to questioned costs, audit findings, or other financial reporting and compliance issues. Recommendation:Managementshould tracklease expirations andensureextensions orrenewals are obtained andretained,implementa checklistto verifyalllease documentation iscurrent,providestafftrainingontheimportanceof maintainingvalid agreements,andconductperiodic reviews to confirmdocumentation aligns with rentalassistance periods. Classification:Compliancefindingandcontroldeficiency in internalcontrols

Corrective Action Plan

View ofResponsible Officials and Planned CorrectiveActions:Managementacknowledges this findingrelatedtoinconsistentretentionoflease extensionsorrenewals forrentalassistanceprovided beyond originallease terms duringfiscalyear2023.Originalleases were retained forallparticipants;however,extensionswerenotconsistently obtained. We implementedalease trackingprocess to monitorlease expirationdates.Weupdatedproceduresto requirelease renewalsorextensions priorto issuingassistancebeyondtheoriginallease term.Weimplementedstandardizedfile checklists.Supervisorystaffconductperiodic filereviewsto confirmleasedocumentation coverage.Corrective actionshavebeenimplementedand are operatingonanongoingbasis.

Categories

Reporting

Other Findings in this Audit

  • 1171325 2023-002
    Material Weakness Repeat
  • 1171327 2023-004
    Material Weakness Repeat
  • 1171328 2023-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
16.575 CRIME VICTIM ASSISTANCE $199,533
16.320 SERVICES FOR TRAFFICKING VICTIMS $179,265
94.006 AMERICORPS STATE AND NATIONAL 94.006 (Covid-19) $47,411
94.006 AMERICORPS STATE AND NATIONAL 94.006 $38,417