Finding 1171077 (2023-003)

Material Weakness Repeat Finding
Requirement
F
Questioned Costs
-
Year
2023
Accepted
2026-01-29

AI Summary

  • Core Issue: AAIHB missed deadlines for submitting Federal Financial Reports, risking future federal funding.
  • Impacted Requirements: Compliance with Uniform Guidance for quarterly reporting of grant expenses is not met.
  • Recommended Follow-Up: AAIHB should establish procedures to ensure timely completion of all Federal Financial Reports.

Finding Text

The AAIHB did not submit its Federal Financial Reports by the required due dates. Uniform Guidance requires that AAIHB complete the Federal Financial Reports quarterly to report cumulative expenses incurred under each grant number. These reports must be submitted no later than 30 calendar days after the reporting period. The AAIHB is not in compliance with federal award requirements and could jeopardize future federal funding. The AAIHB was unable to complete the final trial balance and SEFA due to several factors, including late invoice submissions from subawardees, delays in completing bank reconciliations, and missing documentation for direct debit entries. In addition, accounts receivable were not recorded timely because certain programs did not provide copies of billing invoices for contractual services rendered. The situation was further affected by staff turnover in a key finance position and the ongoing operational challenges resulting from the COVID-19 pandemic. We recommend that the AAIHB implement procedures to ensure the completion of all Federal Financial Reports in a timely manner.

Corrective Action Plan

The AAIHB missed the filing deadline for the FY 2023 Federal Financial Reports for seven different reports due during the 2023 FY. The AAIHB has filed the FY 2023 Federal Financial Reports as of the date this report is dated. The AAIHB will review and revise its internal review processes to ensure future Federal Financial Reports are completed and filed in a timely manner. Corrective action plan timeline is to submit FY 2024 and FY 2025 Federal Financial Reports within the required timeline. Designation of Employee Position Responsible for Meeting Deadline Executive Director and Finance Officer

Categories

Reporting

Other Findings in this Audit

  • 1171046 2023-001
    Material Weakness Repeat
  • 1171047 2023-001
    Material Weakness Repeat
  • 1171048 2023-001
    Material Weakness Repeat
  • 1171049 2023-001
    Material Weakness Repeat
  • 1171050 2023-001
    Material Weakness Repeat
  • 1171051 2023-001
    Material Weakness Repeat
  • 1171052 2023-001
    Material Weakness Repeat
  • 1171053 2023-001
    Material Weakness Repeat
  • 1171054 2023-001
    Material Weakness Repeat
  • 1171055 2023-001
    Material Weakness Repeat
  • 1171056 2023-001
    Material Weakness Repeat
  • 1171057 2023-001
    Material Weakness Repeat
  • 1171058 2023-001
    Material Weakness Repeat
  • 1171059 2023-001
    Material Weakness Repeat
  • 1171060 2023-001
    Material Weakness Repeat
  • 1171061 2023-001
    Material Weakness Repeat
  • 1171062 2023-001
    Material Weakness Repeat
  • 1171063 2023-001
    Material Weakness Repeat
  • 1171064 2023-001
    Material Weakness Repeat
  • 1171065 2023-001
    Material Weakness Repeat
  • 1171066 2023-001
    Material Weakness Repeat
  • 1171067 2023-001
    Material Weakness Repeat
  • 1171068 2023-001
    Material Weakness Repeat
  • 1171069 2023-001
    Material Weakness Repeat
  • 1171070 2023-001
    Material Weakness Repeat
  • 1171071 2023-001
    Material Weakness Repeat
  • 1171072 2023-001
    Material Weakness Repeat
  • 1171073 2023-002
    Material Weakness Repeat
  • 1171074 2023-003
    Material Weakness Repeat
  • 1171075 2023-003
    Material Weakness Repeat
  • 1171076 2023-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.479 GOOD HEALTH AND WELLNESS IN INDIAN COUNTRY $1.23M
93.495 COMMUNITY HEALTH WORKERS FOR PUBLIC HEALTH RESPONSE AND RESILIENT $993,150
93.441 INDIAN SELF-DETERMINATION $522,254
93.353 21ST CENTURY CURES ACT - BEAU BIDEN CANCER MOONSHOT $459,474
93.762 A COMPREHENSIVE APPROACH TO GOOD HEALTH AND WELLNESS IN INDIAN COUNTY – FINANCED SOLELY BY PREVENTION AND PUBLIC HEALTH $417,221
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $295,356
93.788 OPIOID STR $224,296
93.399 CANCER CONTROL $212,586
93.772 TRIBAL PUBLIC HEALTH CAPACITY BUILDING AND QUALITY IMPROVEMENT UMBRELLA COOPERATIVE AGREEMENT $204,782
93.933 DEMONSTRATION PROJECTS FOR INDIAN HEALTH $147,749
93.284 INJURY PREVENTION PROGRAM FOR AMERICAN INDIANS AND ALASKAN NATIVES COOPERATIVE AGREEMENTS $140,296
93.859 BIOMEDICAL RESEARCH AND RESEARCH TRAINING $113,513
93.307 MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH $111,289
93.231 EPIDEMIOLOGY PROGRAM $41,093
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $25,710
93.279 DRUG USE AND ADDICTION RESEARCH PROGRAMS $4,365
93.185 IMMUNIZATION RESEARCH, DEMONSTRATION, PUBLIC INFORMATION AND EDUCATION TRAINING AND CLINICAL SKILLS IMPROVEMENT PROJECTS $3,125