Finding 1170929 (2024-003)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2026-01-29

AI Summary

  • Core Issue: Timesheets for 2 out of 18 selected items were missing, and 15 were not approved, violating federal documentation standards.
  • Impacted Requirements: Noncompliance with 2 CFR 200.430, leading to potential inaccuracies in salary charges to federal awards.
  • Recommended Follow-Up: Review and update timesheet policies, ensure employee training, and establish a reliable approval process.

Finding Text

Criteria: 2 CFR 200.430 Compensation – personal services. (g) Standards for Documentation of Personnel Expenses (1) Charges to Federal awards for salaries and wages must be based on records that accurately reflect the work performed. These records must: (i) Be supported by a system of internal control that provides reasonable assurance that the charges are accurate, allowable, and properly allocated; (v) Comply with the established accounting policies and procedures of the recipient or subrecipient Condition: • Timesheets were not submitted for 2 out of 18 of the items selected for testing. • 15 out of 18 timesheets were not approved. Cause: • Written policies and procedures outlined in the entity’s employee handbook were not followed. • Management did not ensure proper approvals for timesheets. Effect: • Time incorrectly charged to federal award programs. • Possible reduction of future funding due to noncompliance with federal award program requirements. Questioned Costs: N/A Repeat Finding: No Recommendation: We recommend that the WIB review its timesheet policy to ensure it aligns with federal award requirements, is communicated to employees, and provide necessary training. We also recommend management ensure that a process is in place for proper timesheet approvals.

Corrective Action Plan

Review and update Accounting Manual to align procedures with award requirements • Re-train employees on the proper timesheet procedures per the Accounting Manual • Perform monthly reconciliations of payroll allocations to grant budgets. • Require supervisory approval of timesheets prior to submission.

Categories

Subrecipient Monitoring Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1170911 2024-001
    Material Weakness Repeat
  • 1170912 2024-002
    Material Weakness Repeat
  • 1170913 2024-003
    Material Weakness Repeat
  • 1170914 2024-004
    Material Weakness Repeat
  • 1170915 2024-001
    Material Weakness Repeat
  • 1170916 2024-001
    Material Weakness Repeat
  • 1170917 2024-001
    Material Weakness Repeat
  • 1170918 2024-001
    Material Weakness Repeat
  • 1170919 2024-001
    Material Weakness Repeat
  • 1170920 2024-002
    Material Weakness Repeat
  • 1170921 2024-002
    Material Weakness Repeat
  • 1170922 2024-002
    Material Weakness Repeat
  • 1170923 2024-002
    Material Weakness Repeat
  • 1170924 2024-002
    Material Weakness Repeat
  • 1170925 2024-003
    Material Weakness Repeat
  • 1170926 2024-003
    Material Weakness Repeat
  • 1170927 2024-003
    Material Weakness Repeat
  • 1170928 2024-003
    Material Weakness Repeat
  • 1170930 2024-004
    Material Weakness Repeat
  • 1170931 2024-004
    Material Weakness Repeat
  • 1170932 2024-004
    Material Weakness Repeat
  • 1170933 2024-004
    Material Weakness Repeat
  • 1170934 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
17.277 WIOA NATIONAL DISLOCATED WORKER GRANTS / WIA NATIONAL EMERGENCY GRANTS $715,249
17.259 WIOA YOUTH ACTIVITIES $206,339
17.225 UNEMPLOYMENT INSURANCE $116,111
17.278 WIOA DISLOCATED WORKER FORMULA GRANTS $106,736
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $80,941
17.207 EMPLOYMENT SERVICE/WAGNER-PEYSER FUNDED ACTIVITIES $30,465
17.258 WIOA ADULT PROGRAM $25,000
17.801 JOBS FOR VETERANS STATE GRANTS $12,702
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $5,903
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $4,930