Finding 1170218 (2024-002)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2026-01-21

AI Summary

  • Core Issue: Two expenditures were found to be unallowable and two were improperly allocated to the grant.
  • Impacted Requirements: Costs must be necessary, reasonable, allocable, and properly documented as per Uniform Guidance.
  • Recommended Follow-Up: Implement controls for expense review and train staff on allowable costs before submitting drawdowns.

Finding Text

2024-002 – Unallowable and Improperly Allocated Expenditures Condition: Two expenditures were determined to be unallowable, and two others were improperly allocated to the SSG Fox SPGP Grant. These included a vehicle purchase, professional fees, and accounting service costs that were not allocable to the program. Criteria: Per the Uniform Guidance (2 CFR 200 Subpart E), allowable costs must be necessary, reasonable, allocable to the award and properly documented. Effect: There is an increased risk of unallowable expenditures reducing funding availability for approved suicide-prevention activities. Cause: Homeward Bound Adirondack, Inc. did not have procedures in place for management to adequately review expenses prior to charging costs to the grant. Recommendation: We recommend that Homeward Bound Adirondack, Inc. implement controls to review allowability and allocability of all costs prior to the submission of drawdowns. We also recommend that staff be trained on allowable costs in accordance with Uniform Guidance. Response: Homeward Bound Adirondack, Inc. agrees with the finding and will implement procedures to address the recommendation in 2025.

Corrective Action Plan

2024-002 – Unallowable and Improperly Allocated Expenditures Finding: Our audit procedures disclosed that two expenditures were determined to be unallowable, and two others were improperly allocated to the SSG Fox SPGP Grant. These included a vehicle purchase, professional fees, and accounting service costs that were not allocable to the program Recommendation: We recommend that Homeward Bound Adirondack, Inc. implement controls to review allowability and allocability of all costs prior to the submission of drawdowns. We also recommend that staff be trained on allowable costs in accordance with Uniform Guidance. Action Taken: We are creating a policy and procedure to include the bookkeeper submitting the weekly expenses to the Executive Director for review and sign off prior to executing the draw downs to ensure proper allocation of costs.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1170217 2024-001
    Material Weakness Repeat
  • 1170219 2024-003
    Material Weakness Repeat
  • 1170220 2024-004
    Material Weakness Repeat
  • 1170221 2024-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
64.055 STAFF SERGEANT PARKER GORDON FOX SUICIDE PREVENTION GRANT PROGRAM $884,513