Finding 1169590 (2025-002)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-01-19
Audit: 382576

AI Summary

  • Core Issue: The College failed to report changes in student enrollment status accurately and on time, leading to noncompliance with federal requirements.
  • Impacted Requirements: Institutions must update the Enrollment Reporting Roster within 60 days for any changes, including withdrawals and attendance level adjustments.
  • Recommended Follow-Up: Strengthen policies and procedures for enrollment reporting to ensure timely and accurate compliance with federal guidelines.

Finding Text

Finding 2025-002 – Special Tests and Provisions – Enrollment Reporting (Material Weakness and Noncompliance) Information on the federal program: U.S. Department of Education Student Financial Assistance Cluster Criteria: Under the Pell grant and loan programs, institutions must update the Enrollment Reporting Roster for changes in student status. Each update must include the effective date of the status change, the revised anticipated program completion date, and must be submitted electronically through either the batch reporting method or the National Student Loan Data System (NSLDS) Professional Access website. Institutions are responsible for ensuring timely and accurate reporting, whether performed directly or through a third-party servicer. Reportable changes include reductions or increases in attendance level, withdrawals, graduations, and approved leaves of absence. Condition: We tested a sample of 25 withdrawn students who received financial aid. Eight instances of noncompliance were identified: the enrollment status change for 2 students was not reported to the U.S. Department of Education, and for 6 students the change in status was not reported to the U.S. Department of Education within the required 60‑day timeframe. Cause: The Enrollment Reporting Roster file is not being submitted timely or accurately to report changes in student enrollment status.Effect: The College did not correctly report student status as required under special tests and provisions compliance related to enrollment reporting. Questioned costs: None Recommendation: We recommend the College strengthen its policies and procedures related to enrollment reporting to ensure compliance with federal requirements. Views of Responsible Officials: See Management’s View and Corrective Action Plan included at the end of the report.

Corrective Action Plan

Management’s View and Corrective Action Plan: The College is in the process of correcting this finding for future withdrawals. The College Registrar’s Office reports enrollment, which includes withdrawal’s, every 30 days. However, this finding has to do with the Failure to Pass report and incorrect LDA’s that are reported by the Instructional side of the College and indicating these dates in Banner. There are several places that LDA’s have to be updated and if one is missed it could affect the date that pulls on the Financial Aid Office’s Failure to Pass report. The Financial Aid Director and the College Registrar have already been working to ensure the accuracy of those dates for the Fall 2025 report. In addition, the Instruction Dean has been notified and informed the faculty of this error and the processes for reporting LDAs have been reiterated. The College will continue to improve the accuracy of this process.

Categories

Student Financial Aid Special Tests & Provisions Material Weakness Reporting

Other Findings in this Audit

  • 1169587 2025-002
    Material Weakness Repeat
  • 1169588 2025-002
    Material Weakness Repeat
  • 1169589 2025-002
    Material Weakness Repeat
  • 1169591 2025-003
    Material Weakness Repeat
  • 1169592 2025-003
    Material Weakness Repeat
  • 1169593 2025-003
    Material Weakness Repeat
  • 1169594 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $18.51M
84.268 FEDERAL DIRECT STUDENT LOANS $12.16M
84.047 TRIO UPWARD BOUND $1.21M
84.042 TRIO STUDENT SUPPORT SERVICES $1.19M
84.044 TRIO TALENT SEARCH $728,850
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $502,616
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $381,948
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $316,914
84.033 FEDERAL WORK-STUDY PROGRAM $235,101
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $2,074