Finding 1169253 (2025-001)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-01-16

AI Summary

  • Core Issue: Management lacks the necessary expertise to prepare complete financial statements, leading to potential errors.
  • Impacted Requirements: Internal controls over financial reporting must include adequate oversight of financial statement preparation and compliance with accounting principles.
  • Recommended Follow-Up: Management should evaluate the financial reporting process and enhance internal controls to ensure accuracy and completeness.

Finding Text

Financial Reporting Condition: Management provides the information needed to prepare the financial statements. Regardless, the auditors prepare a complete set of financial statements including required disclosures, with management's oversight and approval. Criteria: Management is responsible for establishing and maintaining adequate internal control over financial reporting. A system of internal control over financial reporting does not stop at the general ledger; rather it includes controls over the preparation of the financial statements and related footnote disclosures. Additionally, having sufficient expertise in selecting and applying accounting principles that are in conformity with generally accepted accounting principles is an aspect of such controls. Cause: During our review of the financial reporting process, we noted that, while the District prepares internal financial reports, the expertise to prepare a complete set of financial statements, including converting fund financial statements to the government-wide presentation and disclosures in conformity with generally accepted accounting principles is deficient. Effect: Without adequate financial reporting expertise, errors and omissions could occur in the financial statements and not be detected by management. Recommendation: We recommend that management assess the financial reporting process and consider implementing additional internal control procedures to ensure the accuracy and completeness of the financial statements. Repeat Finding: This finding is a repeat of a finding reported at April 30, 2024.

Corrective Action Plan

Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the audit finding. The District's management is aware of the need for the expertise necessary to prepare a complete set of financial statements and related disclosures. Management has carefully reviewed the financial statements, disclosures, supplementary information, and schedule of expenditures of federal awards prior to approving them and has accepted responsibility for their content and presentation.

Categories

Internal Control / Segregation of Duties Reporting

Other Findings in this Audit

  • 1169254 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
66.458 CLEAN WATER STATE REVOLVING FUND $7.50M