Finding 1168604 (2023-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2026-01-09

AI Summary

  • Core Issue: The District failed to file required reports on time and could not link expenditures to the general ledger.
  • Impacted Requirements: Reports were submitted late for multiple grants, and final expenditure reports were missing, violating Pennsylvania Department of Revenue guidelines.
  • Recommended Follow-Up: Strengthen internal controls, implement a formal review process, and provide training for staff to ensure timely and accurate reporting.

Finding Text

2023-2 – Reporting Education Stabilization Fund - AL #84.425 U.S. Department of Education Pass-Through Entity - Pennsylvania Department of Education Criteria: The Pennsylvania Department of Revenue requires Reconciliation of Cash on Hand Quarterly Reports to be filed by the 10th working days of after each quarter. Additionally, a final expenditure report is required to be filed within 30 days after funds are expended, but no later than 30 days after the ending date of the project. Districts are required to have appropriate controls over the accuracy of preparation and timely filing of these reports. Condition: The District filed the Reconciliation of Cash on Hand Quarterly Report for Grant # 223-21-0229 after the 10-day requirement for the quarters ending September 30, March 31, and June 30 of fiscal year 2023. Additionally, The District was unable to provide support to tie the reported expenditures back to their general ledger. The District did not file any of the required Reconciliation of Cash on Hand Quarterly Reports for Grant #225-21-0229 and Grant #181-21-2228 during fiscal year 2023. Also, the District did not file the required final expenditure report for Grant #181-21-2228 even though all funds were expended during fiscal year 2023. Cause: The District’s internal controls and review process were not operating as designed. As a result of a lack of effective review, expenditures were not reported on a cumulative basis on the Reconciliation of Cash on Hand Quarterly Reports. Effect: The District is not in compliance with the reporting requirements of the program, which could potentially lead to withholding of grant funds by the granting agency. Questioned Costs: None Recommendation: We recommend that the District strengthen internal controls over grant reporting to ensure all required Reconciliation of Cash on Hand Quarterly Reports and final expenditure reports are prepared accurately and submitted timely in accordance with grant requirements. The District should implement a formal review and monitoring process and provide training to staff responsible for grant reporting to ensure ongoing compliance. Views of Responsible Officials: Management is in agreement with the finding.

Corrective Action Plan

Finding 2023-2 –Reporting Contact Person: Kaitlin M. Rosselli, Business Manager Recommendation: We recommend that the District strengthen internal controls over grant reporting to ensure all required Reconciliation of Cash on Hand Quarterly Reports and final expenditure reports are prepared accurately and submitted timely in accordance with grant requirements. The District should implement a formal review and monitoring process and provide training to staff responsible for grant reporting to ensure ongoing compliance. Action: The District Office will work directly with the Federal Programs Coordinator to ensure more timely submissions of Reconciliation of Cash on Hand Quarterly Reports and Final Expenditure Reports are prepared accurately and submitted timely in accordance with grant requirements. The Business Manager will do this by creating reminders on the Business Manager’s calendar that include due dates each quarter and reminding the Federal Programs Coordinator when their respective reports are due. The District will implement and form a review and monitoring process and provide any necessary training to staff responsible for grant reporting to ensure ongoing compliance. Date for Completion: These steps have already been put into place and will continue to be built upon.

Categories

Subrecipient Monitoring Reporting

Other Findings in this Audit

  • 1168599 2023-002
    Material Weakness Repeat
  • 1168600 2023-003
    Material Weakness Repeat
  • 1168601 2023-004
    Material Weakness Repeat
  • 1168602 2023-002
    Material Weakness Repeat
  • 1168603 2023-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $305,827
84.027 SPECIAL EDUCATION GRANTS TO STATES $193,750
10.553 SCHOOL BREAKFAST PROGRAM $89,090
10.555 NATIONAL SCHOOL LUNCH PROGRAM $50,791
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $41,954
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $29,217
84.425 EDUCATION STABILIZATION FUND $1,416
10.649 PANDEMIC EBT ADMINISTRATIVE COSTS $628
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $577