Finding 1168600 (2023-003)

Material Weakness Repeat Finding
Requirement
F
Questioned Costs
-
Year
2023
Accepted
2026-01-09

AI Summary

  • Core Issue: The District purchased equipment over $5,000 without prior approval from the Pennsylvania Department of Education.
  • Impacted Requirements: Non-compliance with 2 CFR part 200.439 and 2 CFR section 200.313(d)(1) regarding equipment approval and property record maintenance.
  • Recommended Follow-Up: Establish procedures for obtaining prior approval for equipment purchases and ensure property records are complete; provide training for staff on compliance.

Finding Text

2023-3 – Equipment and Real Property Management Education Stabilization Fund - AL #84.425 U.S. Department of Education Pass-Through Entity - Pennsylvania Department of Education Criteria: In accordance with 2 CFR part 200.439, capital expenditures for equipment with a per-unit cost of $5,000 are allowable as direct costs, but only with the prior written approval of the Federal agency or pass-through entity. Additionally, 2 CFR section 200.313(d)(1) requires that property records must be maintained that include a description of the property, a serial number or other identification number, the source of funding for the property, who holds title, the acquisition date, cost of the property. Condition: During our testing, we noted that the District acquired four individual pieces of equipment over the $5,000 threshold to be used in the STEAM/CNC Lab without receiving prior approval from the Pennsylvania Department of Education. Additionally, we noted one instance of the District not including all required information on their property records. Cause: The prior approval process of ARP ESSER Funds occurred during the grant application process; however, the specific equipment needs for the STEAM/CNC Lab were not identified at that time. Due to an oversight by the District, at the time of purchase, they did not consider the need to request prior approval from the Pennsylvania Department of Education. Effect: Internal controls are not functioning as designed, and the District is not in compliance with the equipment and real property management requirements of the program. Questioned Costs: None Recommendation: We recommend that the District implement procedures to ensure prior written approval is obtained for applicable equipment purchases funded by federal grants and that fixed asset records include all required information in accordance with Uniform Guidance. The District should also provide appropriate training to personnel involved in grant purchasing and asset management to ensure ongoing compliance. Views of Responsible Officials: Management is in agreement with the finding.

Corrective Action Plan

2023-3 –Equipment and Real Property Management Contact Person: Kaitlin M. Rosselli, Business Manager Recommendation: We recommend that the District implement procedures to ensure prior written approval is obtained for applicable equipment purchases funded by federal grants and that fixed asset records include all required information in accordance with Uniform Guidance. The District should also provide appropriate training to personnel involved in grant purchasing and asset management to ensure ongoing compliance. Action: ARP-ESSER III was the first time the District purchased equipment over the $5,000 threshold with federal funding, so processes and procedures for doing so were not in place at the time of the purchases. In the future, the District will implement procedures to ensure written approval is obtained for applicable equipment purchases funded by federal grants prior to purchasing. We will also provide appropriate training to personnel involved in grant purchasing and asset management to ensure ongoing compliance. Date for Completion: These steps have already been put into place and will continue to be built upon.

Categories

Equipment & Real Property Management Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1168599 2023-002
    Material Weakness Repeat
  • 1168601 2023-004
    Material Weakness Repeat
  • 1168602 2023-002
    Material Weakness Repeat
  • 1168603 2023-004
    Material Weakness Repeat
  • 1168604 2023-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $305,827
84.027 SPECIAL EDUCATION GRANTS TO STATES $193,750
10.553 SCHOOL BREAKFAST PROGRAM $89,090
10.555 NATIONAL SCHOOL LUNCH PROGRAM $50,791
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $41,954
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $29,217
84.425 EDUCATION STABILIZATION FUND $1,416
10.649 PANDEMIC EBT ADMINISTRATIVE COSTS $628
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $577