Finding 1168174 (2025-002)

Material Weakness Repeat Finding
Requirement
ABCI
Questioned Costs
-
Year
2025
Accepted
2026-01-07
Audit: 379957
Organization: City of Utica (MI)

AI Summary

  • Core Issue: The City lacks documented federal policies that meet Uniform Guidance requirements, leading to potential noncompliance.
  • Impacted Requirements: Key areas such as procurement standards, subrecipient monitoring, and allowable cost principles are not adequately addressed.
  • Recommended Follow-up: Develop and implement comprehensive written policies to ensure compliance with 2 CFR Part 200 and mitigate future risks.

Finding Text

Finding 2025-002 – Significant Deficiency and Noncompliance – Federal Policies Criteria: Per 2 CFR Part 200 (Uniform Guidance), non-federal entities expending federal awards must establish and maintain written policies and procedures that comply with federal requirements, including procurement, allowable costs, cash management, and internal controls. Condition: The City does not have documented federal policies that comply with Uniform Guidance requirements. Existing policies are either incomplete or do not address key compliance areas such as procurement standards, subrecipient monitoring, and allowable cost principles. Questioned Costs: None identified at this time; however, the absence of compliant policies increases the risk of noncompliance with federal award requirements and potential questioned costs in the future. Cause and Effect: Management has not developed or updated written policies to align with Uniform Guidance requirements, possibly due to resource constraints or lack of awareness of the updated federal standards. Without UG-compliant policies, the entity is at risk of noncompliance with federal award requirements, increased likelihood of improper expenditures, and potential disallowance of costs and repayment of federal funds Recommendation: Develop and implement written policies and procedures that fully comply with Uniform Guidance (2 CFR Part 200). Views of Responsible Officials: Management agrees with the finding Corrective Action Plan: See attached corrective action plan.

Corrective Action Plan

2025-002 – Significant Deficiency and Noncompliance – Federal Policies Corrective Action Plan: The City will develop and adopt a comprehensive Uniform Guidance compliance manual that addresses procurement, allowable costs, cash management, subrecipient monitoring, and internal controls. A Federal Compliance Officer will be designated to oversee policy implementation and annual updates. Standard operating procedures will be issued for relevant departments, and mandatory staff training will be conducted. These actions will be completed by March 31, 2026, with ongoing monitoring through quarterly compliance meetings. Anticipated Completion Date: March 31, 2026

Categories

Subrecipient Monitoring Allowable Costs / Cost Principles Procurement, Suspension & Debarment Cash Management Significant Deficiency

Other Findings in this Audit

  • 1168165 2025-002
    Material Weakness Repeat
  • 1168166 2025-003
    Material Weakness Repeat
  • 1168167 2025-003
    Material Weakness Repeat
  • 1168168 2025-002
    Material Weakness Repeat
  • 1168169 2025-002
    Material Weakness Repeat
  • 1168170 2025-002
    Material Weakness Repeat
  • 1168171 2025-002
    Material Weakness Repeat
  • 1168172 2025-002
    Material Weakness Repeat
  • 1168173 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
97.044 ASSISTANCE TO FIREFIGHTERS GRANT $785,714
16.753 CONGRESSIONALLY RECOMMENDED AWARDS $138,399
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $128,019
97.039 HAZARD MITIGATION GRANT $82,800
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $9,429
16.601 CORRECTIONS TRAINING AND STAFF DEVELOPMENT $3,158
90.401 HELP AMERICA VOTE ACT REQUIREMENTS PAYMENTS $850