Finding 1168167 (2025-003)

Material Weakness Repeat Finding
Requirement
F
Questioned Costs
-
Year
2025
Accepted
2026-01-07
Audit: 379957
Organization: City of Utica (MI)

AI Summary

  • Core Issue: The auditee failed to maintain accurate records and conduct required physical inventories for federally funded equipment.
  • Impacted Requirements: Noncompliance with 2 CFR §200.313(d) regarding property records and inventory counts increases the risk of asset loss.
  • Recommended Follow-up: Implement formal tracking procedures, assign responsibility for records, conduct biennial inventory counts, and train staff on compliance requirements.

Finding Text

Finding 2025-003 – Significant Deficiency and Noncompliance – Federal Equipment Program Information: Assistance to Firefighters, U.S. Department of Homeland Security, EMW- 2022-FG-06581 and EMW-2023-FG-08163, 2024, ALN #97.044 Criteria: Per 2 CFR §200.313(d), non-federal entities must maintain accurate property records for equipment acquired with federal funds including certain information. Additionally, entities must conduct a physical inventory of equipment at least once every two years and reconcile the results with equipment records. Condition: The auditee did not maintain a complete and accurate listing of equipment purchased with federal funds under ALN 97.044. Furthermore, the auditee did not perform, or document physical inventory counts of such equipment during the audit period. Questioned Costs: None identified at this time. However, due to the lack of inventory controls, there is an increased risk of misappropriation or loss of federally funded equipment. Cause and Effect: The auditee lacked adequate internal controls and procedures to ensure compliance with federal equipment management requirements. There was no designated responsibility for maintaining equipment records or conducting inventory counts. Failure to maintain equipment records and conduct inventory counts may result in: Inability to verify the existence and condition of federally funded equipment, Increased risk of asset loss or misuse, Potential disallowance of costs by the federal awarding agency, Noncompliance with Uniform Guidance requirements, which may impact future funding eligibility. Recommendation: We recommend the auditee: Develop and implement formal procedures for tracking equipment purchased with federal funds, Assign responsibility to staff for maintaining equipment records in accordance with 2 CFR §200.313(d), Conduct and document physical inventory counts at least biennially, reconciling results with equipment records, Train relevant personnel on federal equipment management requirements to ensure ongoing compliance. Views of Responsible Officials: Management agrees with the finding Corrective Action Plan: See attached corrective action plan.

Corrective Action Plan

2025-003 – Significant Deficiency and Noncompliance – Federal Equipment Corrective Action Plan: The City will implement a centralized Federal Equipment Register capturing all required data elements under 2 CFR §200.313(d) and assign responsibility to the Logistics Officers of the Fire Department, Police Department, and Department of Public Works, with oversight by Finance. A full physical inventory of federally funded equipment will be completed and reconciled by March 31, 2026, and biennial inventory procedures will be established. Staff will be trained on equipment management requirements, and documentation will be retained to ensure compliance. Anticipated Completion Date: March 31, 2026

Categories

Equipment & Real Property Management

Other Findings in this Audit

  • 1168165 2025-002
    Material Weakness Repeat
  • 1168166 2025-003
    Material Weakness Repeat
  • 1168168 2025-002
    Material Weakness Repeat
  • 1168169 2025-002
    Material Weakness Repeat
  • 1168170 2025-002
    Material Weakness Repeat
  • 1168171 2025-002
    Material Weakness Repeat
  • 1168172 2025-002
    Material Weakness Repeat
  • 1168173 2025-002
    Material Weakness Repeat
  • 1168174 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
97.044 ASSISTANCE TO FIREFIGHTERS GRANT $785,714
16.753 CONGRESSIONALLY RECOMMENDED AWARDS $138,399
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $128,019
97.039 HAZARD MITIGATION GRANT $82,800
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $9,429
16.601 CORRECTIONS TRAINING AND STAFF DEVELOPMENT $3,158
90.401 HELP AMERICA VOTE ACT REQUIREMENTS PAYMENTS $850