Finding 1167796 (2024-005)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2026-01-05

AI Summary

  • Core Issue: The Village failed to submit a required testing and inspection implementation plan to ODOT, impacting compliance with grant requirements.
  • Impacted Requirements: The lack of a plan violates section 7.3 of the ODOT Local-let Manual, which mandates proper testing and inspection protocols.
  • Recommended Follow-up: The Village must establish controls to ensure compliance with ODOT procedures and submit the necessary documentation to avoid future issues.

Finding Text

The Ohio Department of Transportation (ODOT) Local-let Manual of Procedures: Construction Contract Administration, section 7.3, states at the pre-con, the Local Public Agency (LPA) must provide to Ohio Department of Transportation (ODOT) a testing and inspection implementation plan listing the individuals responsible for testing and inspection, their certifications, and an independent testing laboratory to be utilized. The LPA shall adhere to the requirements of the LPA Materials Management Process which outlines the processes for materials management. This process will assist LPAs in setting up controls to ensure materials meet ODOT specifications during construction management. The Village had one grant for which it was required to submit a testing and inspection implementation plan to ODOT. The Village was not able to provide a copy of the Implementation Test Plan. Therefore, we could not verify the Village complied with the requirement of the Highway Planning and Construction grant. This error was caused by a failure in controls related to the requirements of the ODOT Local-Let Manual of Procedures. Failing to have the appropriate controls in place may result in testing and inspections not being completed as required or being completed by unqualified personnel. The Village should ensure that requirements of the ODOT Local-Let Manual of Procedures are fulfilled to remain in compliance with the grant agreement.

Corrective Action Plan

The Village of Whitehouse will work with our outside Engineers to ensure that all compliance items are being addressed in all initial meetings for projects using Federal Funds. This will ensure that all policies and procedures are put into place prior to the start of the project. The Village will seek out training on federal procurement compliance requirements.

Categories

No categories assigned yet.

Other Findings in this Audit

  • 1167793 2024-002
    Material Weakness Repeat
  • 1167794 2024-003
    Material Weakness Repeat
  • 1167795 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
20.205 HIGHWAY PLANNING AND CONSTRUCTION $723,840
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $265,473