Finding 1167723 (2023-008)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
-
Year
2023
Accepted
2026-01-05
Audit: 378959
Organization: Defensewerx (FL)
Auditor: WARREN AVERETT

AI Summary

  • Core Issue: The Organization lacks adequate support for its indirect cost allocation to federal programs.
  • Impacted Requirements: This violates 2 CFR Sections 200.403 and 200.412–415, which mandate consistent and equitable cost allocation methods.
  • Recommended Follow-Up: Develop and implement a formal indirect cost allocation policy that meets Uniform Guidance standards and train relevant staff.

Finding Text

Criteria 2 CFR Sections 200.403 and 200.412–415 require non-federal entities to utilize consistent and equitable methods for allocating indirect costs to federal programs. Condition The Organization was unable to provide adequate support to substantiate its allocation of indirect costs to federal award programs. Cause The Organization does not have formal policies and procedures over procurement which requires the retention of evidence of quotes and bids. Effect Without a formal policy, there is an increased risk of inconsistent or noncompliant cost allocation practices, which may lead to questioned costs, audit findings, or disallowed reimbursements by federal awarding agencies. Questioned Costs None Context The Organization does not have procedures in place to allocate indirect costs to contracts. Auditor allocated costs based on allowed percentages as part of testing. Recommendation We recommend that management develop and implement a comprehensive indirect cost allocation policy that aligns with Uniform Guidance requirements. The policy should clearly define the methodology for calculating, allocating, and applying indirect costs to federal awards and be communicated to all relevant personnel. Views of Responsible Officials See the accompanying Corrective Action Plan.

Corrective Action Plan

As noted above, we are working with consultants and our government partners to understand the requirements for each relevant program. We understand the recommendations offered and are exploring a comprehensive indirect cost allocation policy that would align with applicable requirements.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1167670 2023-004
    Material Weakness Repeat
  • 1167671 2023-005
    Material Weakness Repeat
  • 1167672 2023-006
    Material Weakness Repeat
  • 1167673 2023-007
    Material Weakness Repeat
  • 1167674 2023-008
    Material Weakness Repeat
  • 1167675 2023-009
    Material Weakness Repeat
  • 1167676 2023-010
    Material Weakness Repeat
  • 1167677 2023-004
    Material Weakness Repeat
  • 1167678 2023-005
    Material Weakness Repeat
  • 1167679 2023-006
    Material Weakness Repeat
  • 1167680 2023-007
    Material Weakness Repeat
  • 1167681 2023-008
    Material Weakness Repeat
  • 1167682 2023-009
    Material Weakness Repeat
  • 1167683 2023-010
    Material Weakness Repeat
  • 1167684 2023-004
    Material Weakness Repeat
  • 1167685 2023-005
    Material Weakness Repeat
  • 1167686 2023-006
    Material Weakness Repeat
  • 1167687 2023-007
    Material Weakness Repeat
  • 1167688 2023-008
    Material Weakness Repeat
  • 1167689 2023-009
    Material Weakness Repeat
  • 1167690 2023-010
    Material Weakness Repeat
  • 1167691 2023-004
    Material Weakness Repeat
  • 1167692 2023-005
    Material Weakness Repeat
  • 1167693 2023-006
    Material Weakness Repeat
  • 1167694 2023-007
    Material Weakness Repeat
  • 1167695 2023-008
    Material Weakness Repeat
  • 1167696 2023-009
    Material Weakness Repeat
  • 1167697 2023-010
    Material Weakness Repeat
  • 1167698 2023-004
    Material Weakness Repeat
  • 1167699 2023-005
    Material Weakness Repeat
  • 1167700 2023-006
    Material Weakness Repeat
  • 1167701 2023-007
    Material Weakness Repeat
  • 1167702 2023-008
    Material Weakness Repeat
  • 1167703 2023-009
    Material Weakness Repeat
  • 1167704 2023-010
    Material Weakness Repeat
  • 1167705 2023-004
    Material Weakness Repeat
  • 1167706 2023-005
    Material Weakness Repeat
  • 1167707 2023-006
    Material Weakness Repeat
  • 1167708 2023-007
    Material Weakness Repeat
  • 1167709 2023-008
    Material Weakness Repeat
  • 1167710 2023-009
    Material Weakness Repeat
  • 1167711 2023-010
    Material Weakness Repeat
  • 1167712 2023-004
    Material Weakness Repeat
  • 1167713 2023-005
    Material Weakness Repeat
  • 1167714 2023-006
    Material Weakness Repeat
  • 1167715 2023-007
    Material Weakness Repeat
  • 1167716 2023-008
    Material Weakness Repeat
  • 1167717 2023-009
    Material Weakness Repeat
  • 1167718 2023-010
    Material Weakness Repeat
  • 1167719 2023-004
    Material Weakness Repeat
  • 1167720 2023-005
    Material Weakness Repeat
  • 1167721 2023-006
    Material Weakness Repeat
  • 1167722 2023-007
    Material Weakness Repeat
  • 1167724 2023-009
    Material Weakness Repeat
  • 1167725 2023-010
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
12.800 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $52.76M
12.RD1 INNOVATION HUB MODEL STUDY $18.61M
12.630 BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND ENGINEERING $5.41M
97.108 PUBLIC SAFETY AND VIOLENCE PREVENTION RESEARCH, EVALUATION, AND IMPLEMENTATION $860,853
81.010 OFFICE OF TECHNOLOGY TRANSITIONS (OTT)-TECHNOLOGY DEPLOYMENT, DEMONSTRATION AND COMMERCIALIZATION $279,687
12.114 COLLABORATIVE RESEARCH AND DEVELOPMENT $38,776