Finding 1165813 (2025-001)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2025
Accepted
2025-12-19
Audit: 376684
Organization: Ocean View School District (CA)
Auditor: EIDE BAILLY LLP

AI Summary

  • Core Issue: An employee's extra duty pay was charged to a federal award, but it wasn't specifically incurred for that award.
  • Impacted Requirements: This finding violates Title 2, CFR, Part 200, Subpart E, Section 200.505(a)(1) regarding allowable costs.
  • Recommended Follow-Up: The District needs to improve internal controls and monitoring of federal fund expenditures to ensure compliance.

Finding Text

50000 – Activities Allowed or Unallowed and Allowable Costs/Cost Principles Federal Agency: Department of Education Pass-Through Entity: California Department of Education Program Name: Title I, Part A, Basic Grants Low Income and Neglected Federal Financial Assistance Listing: 84.010 Award Identification Number: 14329 Award Year: 2025 Compliance Requirement: A/B (Activities Allowed or Unallowed and Allowable Costs/Cost Principles) Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria Per Title 2, Code of Federal Regulations, Part 200, Subpart E, Section 200.505(a)(1), A cost is allocable to a Federal award or other cost objective if the cost is assignable to that federal award or other cost objective in accordance with the relative benefits received. This standard is met if the cost satisfies any of the following criteria: Is incurred specifically for the Federal award. Condition Through review of wages charged to the federal program, it was noted that one employee’s extra duty was not incurred specifically for the federal award. Cause The identified condition appears to have materialized due to ineffective monitoring. Effect As a result of the condition identified, the District was not in compliance with the Title 2, Code of Federal Regulations, Part 200, Subpart E, Section 200.505(a)(1). The District charged unallowable extra duty salaries of one employee to the federal award. Questioned Costs There were no questioned costs associated with the identified condition. Context A nonstatistical sample of 40 out of 1,279 was initially tested. This resulted in one instance of immaterial noncompliance. In response to this immaterial noncompliance, 20 additional samples were tested with no additional noncompliance noted. Repeat Finding No. Recommendation The District should establish more effective internal controls and monitoring over how federal funds are spent to ensure compliance.

Corrective Action Plan

Immediate Corrective Action Taken: • Upon discovery, the Ocean View School District Fiscal Services Department reclassified the payroll cost from Title I to the employees regular special education funding account. • This journal entry was completed prior to closing the books for FY 2024-25, ensuring that Title I funding was fully restored and not negatively impacted. Preventive Measure to Avoid Recurrence: Budget Code Verification Process • Fiscal Services has implemented an additional review step for all extra duty or abnormal pay requests. Before processing, HR and Payroll staff must verify the program code against the employee’s funding source in the financial system. Responsible Parties: • Director of Fiscal Services – Oversight of corrective action and monitoring. • Payroll Supervisor & HR Coordinator – Verification of funding sources before processing extra pay. • Site Administrators – Correct budget coding on memoranda. Completion Date: • Immediate correction was made prior to FY 2024-25 year-end close (August 19, 2025).

Categories

Allowable Costs / Cost Principles Subrecipient Monitoring

Other Findings in this Audit

  • 1165814 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $1.54M
10.553 SCHOOL BREAKFAST PROGRAM $497,938
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $216,012
10.555 NATIONAL SCHOOL LUNCH PROGRAM $199,998
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $138,688
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $113,387
84.027 SPECIAL EDUCATION GRANTS TO STATES $79,894
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $23,040
10.558 CHILD AND ADULT CARE FOOD PROGRAM $22,470
84.425 EDUCATION STABILIZATION FUND $4,407
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $617