Finding 1164842 (2025-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2025-12-15

AI Summary

  • Core Issue: The District relies on its audit firm for financial statement preparation, which raises concerns about independence and internal controls.
  • Impacted Requirements: The financial statements may not comply with accounting principles, increasing the risk of material omissions or errors.
  • Recommended Follow-Up: Management should closely supervise accounting processes and engage in regular discussions with auditors about new accounting standards to mitigate risks.

Finding Text

2025-002 Preparation of Financial Statements Condition: The District relies on its audit firm to assist in preparing its financial statements and accompanying disclosures. However, as independent auditors, the audit firm cannot be considered part of the District’s internal control system. The District’s personnel do not have sufficient financial reporting and accounting knowledge to perform a review of the financial statements and related disclosures to provide a high level of assurance that any potential material omissions or other errors would be identified and corrected. Criteria: Preparation of financial statements and related disclosures in accordance with accounting principles generally accepted in the United States of America. Effect: As a result of this condition, there is a higher risk that any potential material omissions or other errors would not be identified and corrected. Cause: The District’s personnel have not monitored recent accounting developments to the extent necessary to enable them to prepare the District’s financial statements and related disclosures. However, it is not practical for the District to hire additional employees just to improve financial statement preparation abilities. Recommendation: When this condition exists, management’s close supervision and review of accounting information and regular discussions with its assurance service providers concerning new accounting principles is the best means of preventing and detecting potential material omissions or other errors. Response: The District has evaluated the cost/benefit of outsourcing the task of preparing the financial statements to the auditors. The District has determined that it is in the best interest of the District to continue to do so. The District will carefully review the draft of the financial statements and notes prior to approving them and accept responsibility for their content and presentation. The District’s finance team pursues continuing education to the extent that budget finances and time constraints allow.

Corrective Action Plan

2025-002 Preparation of Financial Statement; District management believes that the cost of employing internal resources to draft financial statements and related notes under the GASB 34 model, including the related GASB 24 conversion entries, would outweigh the benefits received. Furthermore, District management will continue to employ personnel who have the capability to review, approve and accept responsibility for the financial statements.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1164841 2025-001
    Material Weakness Repeat
  • 1164843 2025-003
    Material Weakness Repeat
  • 1164844 2025-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $176,794
84.027 SPECIAL EDUCATION GRANTS TO STATES $168,579
10.555 NATIONAL SCHOOL LUNCH PROGRAM $165,415
93.778 MEDICAL ASSISTANCE PROGRAM $163,871
10.553 SCHOOL BREAKFAST PROGRAM $56,115
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $21,195
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $11,372
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $10,547
10.579 CHILD NUTRITION DISCRETIONARY GRANTS LIMITED AVAILABILITY $8,113
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $6,887
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $6,298