Finding 1164398 (2024-008)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-12-10

AI Summary

  • Core Issue: Lack of documentation for rental rates under the Continuum of Care Program raises compliance concerns with HUD requirements.
  • Impacted Requirements: Rents must be reasonable and not exceed those for comparable unassisted units, as per 2 CFR Part 200 and HUD guidelines.
  • Recommended Follow-Up: Implement procedures for documentation, train staff on requirements, and ensure supervisory reviews confirm compliance before rental payments are approved.

Finding Text

Finding 2024-008: Special Tests and Provisions (Material Weakness) Federal Program: Continuum of Care Program Assistance Listing Number: 14.267 Criteria: Per 2 CFR Part 200 and HUD program requirements (Compliance Supplement, Special Tests and Provisions), when grant funds are used to pay rent for all or part of a structure or individual housing units, the rent paid must be reasonable in relation to rents being charged in the area for comparable space. In addition, the rent may not exceed rents currently being charged by the same owner for comparable unassisted units. Documentation supporting these determinations must be maintained. Condition /Context: For 60 rental transactions tested, there was a lack of documentation demonstrating that rents charged under the Continuum of Care Program did not exceed rents charged by the same owner for comparable unassisted units. Our sample was not, and was not intended to be, statistically valid. Cause: Management did not implement procedures to obtain or retain documentation verifying that rents charged were consistent with those for comparable unassisted units owned by the same landlord. Staff were unaware of the specific documentation requirement, and supervisory review did not identify the omission. Effect or potential effect: Without documentation, compliance with HUD requirements regarding reasonable rental rates cannot be substantiated. This increases the risk that federal funds may be used for rents that exceed allowable limits. Questioned Costs: None Repeat Finding, if applicable: This was not a repeat finding. Recommendation: Management should establish and enforce procedures requiring documentation that rents paid under the program do not exceed rents charged by the same owner for comparable unassisted units. Acceptable documentation may include copies of leases for unassisted units, rent comparison worksheets, or other contemporaneous evidence. Staff should be trained on this requirement, and supervisory review should confirm compliance before approving rental payments. Views of Responsible Officials: Camillus House acknowledges the finding and concurs with the auditor’s assessment. Management recognizes the importance of maintaining documentation to substantiate that rents charged under the Continuum of Care Program are reasonable and comply with HUD and federal requirements. Management has implemented corrective measures to strengthen internal controls and compliance procedures for rental payments.

Corrective Action Plan

Camillus House will be implementing enhanced procedures to ensure full compliance with HUD rent reasonableness requirements, including establishing standardized documentation protocols, instituting supervisory review prior to payment approval, providing staff training on rent reasonableness standards, and conducting ongoing quarterly monitoring to verify compliance. These corrective actions are designed to ensure that all rental payments under the Continuum of Care Program are properly supported, reviewed, and retained in accordance with federal regulations by June, 2026.

Categories

Special Tests & Provisions Allowable Costs / Cost Principles HUD Housing Programs Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1164397 2024-008
    Material Weakness Repeat
  • 1164399 2024-006
    Material Weakness Repeat
  • 1164400 2024-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.267 CONTINUUM OF CARE PROGRAM $6.21M
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.03M
64.024 VA HOMELESS PROVIDERS GRANT AND PER DIEM PROGRAM $723,329
97.024 EMERGENCY FOOD AND SHELTER NATIONAL BOARD PROGRAM $587,328
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $547,153
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $528,182
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $370,979
93.150 PROJECTS FOR ASSISTANCE IN TRANSITION FROM HOMELESSNESS (PATH) $325,277
14.856 LOWER INCOME HOUSING ASSISTANCE PROGRAM SECTION 8 MODERATE REHABILITATION $311,424
93.788 OPIOID STR $200,971
20.513 ENHANCED MOBILITY OF SENIORS AND INDIVIDUALS WITH DISABILITIES $185,582
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $84,471
16.320 SERVICES FOR TRAFFICKING VICTIMS $75,004
16.575 CRIME VICTIM ASSISTANCE $43,482