Finding 1164238 (2021-002)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
$1
Year
2021
Accepted
2025-12-09

AI Summary

  • Core Issue: The Authority failed to meet federal requirements for timely inspections and abatements of Housing Quality Standards (HQS) deficiencies.
  • Impacted Requirements: Late reinspections and failure to process abatements led to non-compliance with HUD regulations, risking incorrect Housing Assistance Payments (HAP).
  • Recommended Follow-Up: The Authority should review and strengthen its internal controls over HQS inspections and abatements to ensure compliance.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Name: Housing Voucher Cluster Assistance Listing Number: 14.871/14.879 Federal Award Identification Number and Year: VA001, 2021 Award Period: 1/1/2021-12/31/2021 Type of Finding: Significant Deficiency in Internal Control over Compliance,􀀃Other Matters Criteria or specific requirement: For units under HAP contract that fail to meet HQS, the PHA must require the owner to correct any life threatening HQS deficiencies within 24 hours after the inspections and all other HQS deficiencies within 30 calendar days or within a specified PHA-approved extension. If the owner does not correct the cited HQS deficiencies within the specified correction period, the PHA must stop (abate) HAPs beginning no later than the first of the month following the specified correction period or must terminate the HAP contract. The owner is not responsible for a breach of HQS as a result of the family’s failure to pay for utilities for which the family is responsible under the lease or for tenant damage. For family-caused defects, if the family does not correct the cited HQS deficiencies within the specified correction period, the PHA must take prompt and vigorous action to enforce the family obligations (24 CFR sections 982.158(d) and 982.404). Condition: Of the 25 tenant files tested: - 4 instances where the reinspection was performed late (after the 30 day or 24 hour required period) - 4 instances where the Authority failed to process abatements of units failed on the second inspection. Questioned costs: $4,309 Context: Of the 25 tenant files tested, 4 files contained exceptions. Those 4 files contained 8 instances of findings. Cause: The Authority failed to implement the internal controls designed to ensure compliance with HQS Enforcement requirements were met. Effect: The Authority is not in compliance with federal regulations regarding HQS inspection requirements determined by HUD. Errors could result in incorrect HAP payments. Recommendation: We recommend the Authority review its controls over HQS inspections and abatements to ensure the controls are properly implemented. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Housing Choice Voucher Cluster – Assistance Listing No. 14.871 Recommendation: We recommend the Authority review its controls over HQS inspections and abatements to ensure the controls are properly implemented. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: A new HCV Director has been appointed and will perform monthly compliance reviews of failed inspections to ensure timely abatement enforcement and documentation accuracy. Name(s) of the contact person(s) responsible for corrective action: Keva Newsome, Director of Housing Choice Voucher Program Planned completion date for corrective action plan: 12/1/2025

Categories

Questioned Costs HUD Housing Programs Significant Deficiency

Other Findings in this Audit

  • 1164226 2021-002
    Material Weakness Repeat
  • 1164227 2021-003
    Material Weakness Repeat
  • 1164228 2021-004
    Material Weakness Repeat
  • 1164229 2021-005
    Material Weakness Repeat
  • 1164230 2021-006
    Material Weakness Repeat
  • 1164231 2021-007
    Material Weakness Repeat
  • 1164232 2021-002
    Material Weakness Repeat
  • 1164233 2021-003
    Material Weakness Repeat
  • 1164234 2021-004
    Material Weakness Repeat
  • 1164235 2021-005
    Material Weakness Repeat
  • 1164236 2021-006
    Material Weakness Repeat
  • 1164237 2021-007
    Material Weakness Repeat
  • 1164239 2021-003
    Material Weakness Repeat
  • 1164240 2021-004
    Material Weakness Repeat
  • 1164241 2021-005
    Material Weakness Repeat
  • 1164242 2021-006
    Material Weakness Repeat
  • 1164243 2021-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $19.13M
14.850 PUBLIC HOUSING OPERATING FUND $3.67M
14.872 PUBLIC HOUSING CAPITAL FUND $3.54M
14.895 JOBS-PLUS PILOT INITIATIVE $375,424
84.287 TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS $187,857
14.896 FAMILY SELF-SUFFICIENCY PROGRAM $185,918
14.879 MAINSTREAM VOUCHERS $164,918
14.879 EMERGENCY HOUSING VOUCHER $83,771
14.870 RESIDENT OPPORTUNITY AND SUPPORTIVE SERVICES - SERVICE COORDINATORS $64,624