Finding 1163356 (2024-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2025-12-03

AI Summary

  • Answer: The Organization struggled to prepare an accurate Schedule of Expenditures of Federal Awards (SEFA).
  • Trend: This indicates a need for better understanding and management of federal expenditures.
  • List: Implement controls to ensure accurate recording of amounts in the SEFA.

Finding Text

Criteria – 2CFR Part 200 requires an auditee to prepare a complete and accurate Schedule of Expenditures of Federal Awards (SEFA). Condition and Description – During the audit, the Organization required assistance to correctly identify and record the federal expenditures and prepare the SEFA. Recommendation – We recommend that the Organization strive to implement controls over the preparation of the SEFA to ensure that the amounts are properly recorded in the SEFA.

Corrective Action Plan

Management agrees that additional support was required to prepare a complete and accurate SEFA for the audit period. The need for assistance was largely due to the same staffing vacancy in the accounting department, which delayed the financial close process and limited internal capacity to compile and review federal expenditure information in a timely manner. To strengthen controls, management is formalizing SEFA preparation procedures, including earlier identification of federal awards, timely reconciliation of expenditures, and improved documentation of grant activity. Cross-training is being implemented to ensure coverage when key roles are vacant, and a second-level review process will be incorporated before the SEFA is finalized. Management anticipates that these measures will ensure accurate and timely SEFA preparation in future periods.

Categories

Reporting

Other Findings in this Audit

  • 1163341 2024-001
    Material Weakness Repeat
  • 1163342 2024-002
    Material Weakness Repeat
  • 1163343 2024-001
    Material Weakness Repeat
  • 1163344 2024-002
    Material Weakness Repeat
  • 1163345 2024-001
    Material Weakness Repeat
  • 1163346 2024-002
    Material Weakness Repeat
  • 1163347 2024-001
    Material Weakness Repeat
  • 1163348 2024-002
    Material Weakness Repeat
  • 1163349 2024-001
    Material Weakness Repeat
  • 1163350 2024-002
    Material Weakness Repeat
  • 1163351 2024-001
    Material Weakness Repeat
  • 1163352 2024-002
    Material Weakness Repeat
  • 1163353 2024-001
    Material Weakness Repeat
  • 1163354 2024-002
    Material Weakness Repeat
  • 1163355 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
16.753 CONGRESSIONALLY RECOMMENDED AWARDS $224,740
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $101,293
93.946 COOPERATIVE AGREEMENTS TO SUPPORT STATE-BASED SAFE MOTHERHOOD AND INFANT HEALTH INITIATIVE PROGRAMS $34,746
93.991 PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT $6,003